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Showing 181 - 190 of 322 results for "FASEA"

Advice associations slammed

JAMIE WILLIAMSON  |  THURSDAY, 3 OCT 2019
... ineffective in changing FSR, FOFA, industry funds, MySuper, TASA, banks' vertical integration and product flogging, LIF, FASEA, dealer fees, PI costs and a host of other issues have been left unchallenged, including the very flawed Royal Commission ...

FASEA ethics pose risk to managed accounts

ELIZABETH MCARTHUR  |  MONDAY, 23 SEP 2019
... Ethics Authority, questioning its consideration of conflicts of interest in the Code of Ethics. IMAP said Standard 3 in the FASEA Code of Ethics - "You must not advise, refer or act in any other manner where you have a conflict of interest or duty" - ...

Support staff should meet FASEA standards

ELIZABETH MCARTHUR  |  FRIDAY, 20 SEP 2019
... financial literacy and advocacy Bryan Ashenden told the Financial Standard and Challenger Technical Services Forum that FASEA standards should raise questions for support staff as well as advisers. Appearing at the event yesterday, Ashenden said paraplanners ...

AFCA ombudsman addresses adviser concerns

KRISTI CHENG  |  TUESDAY, 10 SEP 2019
... other step at the time the advice is provided that is in the best interests of the client". From 1 January 2020 onwards, FASEA's code of ethics standard will be applied in addition to the previous requirements. Additionally, Singh said the issue of missing ...

Government extends FASEA deadlines

KARREN VERGARA, JAMIE WILLIAMSON  |  FRIDAY, 30 AUG 2019
... Adviser Register as of 1 January 2019. These advisers have been given an additional year - by 1 January 2022 - to complete the FASEA-approved exam. Advisers that have to meet FASEA's qualification requirements now have until 1 January 2026, which ...

Business savvy needed ahead of FASEA deadline

ELIZABETH MCARTHUR  |  THURSDAY, 29 AUG 2019
... right outcomes for advice practice owners, their clients and their families. "No one teaches you how to be business owners, FASEA doesn't," Tynan said. "You've got to be flexible when it comes to succession. The road looks like it's straight but once ...

Advice association merger up to members

HARRISON WORLEY  |  THURSDAY, 29 AUG 2019
... Services and Financial Technology, Senator Jane Hume, addressed the industry but failed to announce an extension to the FASEA deadline.

REP 515 divides advice community

ELIZABETH MCARTHUR  |  WEDNESDAY, 28 AUG 2019
... the Royal Commission's recommendations. Those changes included ending grandfathered commissions and implementing the FASEA code of ethics. Anderson was critical of the inability of regulators to consider unintended consequences. He pointed to the ...

No extension to FASEA deadline

JAMIE WILLIAMSON  |  WEDNESDAY, 28 AUG 2019
... Financial Services, Superannuation and Financial Technology Jane Hume has failed to announce an expected extension to the FASEA deadline but has assured the industry the government is not looking to force experienced financial advisers out. Appearing ...

CFP coursework approved

ELIZABETH MCARTHUR  |  TUESDAY, 27 AUG 2019
... Financial Planning Association of Australia (FPA) has had its application for recognition of CFP coursework approved by FASEA. Any financial advisers who completed Certified Financial Planning (CFP) 1-4 program coursework to obtain the FPA CFP designation ...