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Showing 171 - 180 of 322 results for "FASEA"

FASEA chief unaware of dwindling adviser numbers

JAMIE WILLIAMSON | FRIDAY, 1 NOV 2019

FASEA chief executive Stephen Glenfield refused to acknowledge the impact increased education requirements has had on financial adviser numbers during a recent Senate Estimates hearing. Appearing before the committee, Glenfield was asked by Liberal ...

Labor supports FASEA extension, confusion remains

ELIZABETH MCARTHUR | MONDAY, 28 OCT 2019

... told Financial Standard he recently approached his local Labor member to ask that the party support the extension to the FASEA deadline, only to find it already does. Terry Pinnell, a financial adviser and chair of the Ethical Advisers' Co-Op, said he ...

IOOF struck by outflows, former chair resigns

ELIZA BAVIN | FRIDAY, 25 OCT 2019

... client's needs" The company flagged a range of industry-wide impacts for affecting it's adviser business, including meeting FASEA standards, additional governance and compliance requirements and changed to fee arrangements. "Maintaining positive ...

Growing advice group in commissions fight

ELIZABETH MCARTHUR | THURSDAY, 24 OCT 2019

... where they can't afford to take on any more clients," Vagliviello said. "What the banks may do is then employ lowly paid FASEA fresh university graduates to provide the advice and therefore take over the industry with the blessing of the Government that ...

AFA calls for clarity on ethics code

ELIZABETH MCARTHUR | WEDNESDAY, 23 OCT 2019

... called for more clarification and key changes on the Financial Adviser Standards and Ethics Authority code of the ethics. FASEA released its first guidance on the code, which will come into effect next year, late last week. The guidance document is 40 ...

New SMAs launch

ELIZABETH MCARTHUR | MONDAY, 21 OCT 2019

A new range of separately managed accounts (SMAs) have launched, attempting to address a demand the new FASEA code of ethics could create. A group of financial advisers have come together to launch the SMAs through Ethical Advisers Funds Management. ...

FASEA clears up code of ethics

ELIZA BAVIN | MONDAY, 21 OCT 2019

... financial advice industry." The five values include trustworthiness, competence, honestly, fairness and diligence, which FASEA said are paramount and all provisions much be applied in a way that promotes these values. The guidance document summarised ...

Dealer group shuts after advisers depart

KANIKA SOOD | FRIDAY, 18 OCT 2019

... boss decided to close down its Australian Financial Services License after finding it hard to restock advisers with the FASEA education requirements. Queensland-based Myonlineadvisers was started by James Sutherland in 2012 as a non-aligned dealer group ...

Code monitoring move disappoints industry

ELIZABETH MCARTHUR | MONDAY, 14 OCT 2019

... disappointment on LinkedIn, writing: "I don't get it - I can understand the efficiencies of rolling more responsibilities into FASEA, but once again the emerging financial advice profession has failed to take the opportunity to self-regulate. (Or ...

FASEA exam dates revealed

ELIZABETH MCARTHUR | WEDNESDAY, 9 OCT 2019

... Darwin, Hobart, Gosford, Sunshine Coast, Geelong, Toowoomba, Bunbury, Mackay, Geraldton, Wagga Wagga and Coffs Harbour. FASEA has provided the FG003 Preparation Guide on its website for advisers to prepare for the exam. The guide includes a curriculum ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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