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Showing 181 - 182 of 182 results for "Adviser Register"

Senate votes against disallowing FoFA amendments

LAURA MILLAN  |  TUESDAY, 15 JUL 2014
... the requirements would be introduced as regulations in the next 90 days. These include setting up a financial adviser register, informing clients about the adviser's best interest duty and detailing fees and commissions. "This is very good news for consumers ...

ASIC asks for public adviser register to track "bad apples"

LAURA MILLAN  |  FRIDAY, 1 NOV 2013
The Australian Securities and Investments Commission (ASIC) has asked for a public register of financial advisers detailing licensee records so the regulator and investors can easily identify "bad apples." In a submission to the Senate inquiry about ...