Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 171 - 180 of 428 results for "auditor"

Document leak puts NAB under the pump

HARRISON WORLEY  |  FRIDAY, 2 AUG 2019
... between NAB chair Ken Henry - who will step down from the role in November - and staff of the bank's long-time external auditor EY, reveal Henry's personal concern that the bank was still issuing products he believed it would need to remediate ...

Industry not impressed with APRA

HARRISON WORLEY  |  THURSDAY, 1 AUG 2019
The latest stakeholder survey shows the Royal Commission continues to hurt the regulator's standing in the financial services community. APRA's latest biennial stakeholder survey shows industry players are less impressed with the prudential ...

Pinnacle kicks off race to zero-fee ETFs

KANIKA SOOD  |  MONDAY, 29 JUL 2019
... relationship between an ETF's FUM and its MER, which includes expenses paid to the index provider, fund administrator, auditor, and stock exchange. "Potentially yes, all of these are negotiable based on the actual or more importantly, expected FUM for ...

ASIC moves against SMSF auditor misconduct

HARRISON WORLEY  |  TUESDAY, 23 JUL 2019
... conditions on several others. The decisions follow concerns about SMSF auditors failing to meet requirements, including auditor independence standards, auditing standards, and minimum CPD hours. Most matters were referred to the corporate regulator by ...

Will financial advisers cease to exist?

JAMIE WILLIAMSON  |  TUESDAY, 18 JUN 2019
More than half of all financial advisers believe the role they perform today will change substantially or cease to exist over the coming decade, according to research from the CFA Institute. With the necessary skillset to be a financial adviser evolving ...

AUSTRAC zeroes in on Afterpay

HARRISON WORLEY  |  MONDAY, 17 JUN 2019
... fintech's compliance with Anti-Money Laundering and Counter-Terrorism Financing Act (AML/CTF) laws. AUSTRAC said an external auditor will examine Afterpay's governance and the oversight of decisions related to its AML/CTF framework. The examination will ...

Australian fund caught in email scandal

ELIZABETH MCARTHUR  |  FRIDAY, 12 APR 2019
... admonished for using non-official email accounts to conduct business with political and commercial sensitivities. The Auditor General said some of the Northern Australia Infrastructure Facility (NAIF) board members used non-official email accounts to ...

APRA receives new super powers

KARREN VERGARA  |  FRIDAY, 5 APR 2019
... interests of members; if they fail to meet liabilities; or face material financial deterioration. It can also remove an auditor or an actuary and address certain financial risks. Deputy chair Helen Rowell said APRA could only previously direct a trustee ...

SMSFA recognises member achievements

HARRISON WORLEY  |  MONDAY, 25 FEB 2019
... Neale's Jace Pedonese was also recognised for his excellent exam results, after taking top spot in the SMSF specialist auditor exam. In his closing speech, SMSFA vice chairman Robin Bowerman reiterated the thoughts of panellists earlier in the week ...

Industry fund appoints chair

KANIKA SOOD  |  FRIDAY, 1 FEB 2019
... George Fishlock who announced his retirement in September after leading the board since 2003. Firkins has worked as an auditor and been involved with the aviation industry. He has an understanding of complex compliance and risk management systems, is ...