Search Results | Showing 171 - 180 of 237 results for "Securities and Exchange Commission" |
| | | ... Bank of New York. "Instead, the Federal Reserve, the United States Treasury Department, the Securities and Exchange Commission, and others tried hard to save it - not for its own sake, of course, but for the sake of all the families and businesses who ... |
| | | | ... bond offerings and underfunding two of the state's largest pension funds. Mid this month, the Securities and Exchange Commission charged New Jersey with securities fraud for "misrepresenting and failing to disclose to investors in billions of dollars ... |
| | | | US-based Securities and Exchange Commissions has created three specialised corporate finance divisions that will oversee large financial institutions, asset backed securities and structured products. The newly created disclosure office will expand the ... |
| | | | ... days. Lawsuit settled. Goldman Sachs scripts rose by 4.4 per cent first on speculation that the Securities and Exchange Commission (SEC) would announce a settlement of its fraud case. The SEC did after the closing bell. In settling the fraud charges ... |
| | | | ... Goldman Sachs Group is settling the government's civil fraud charges. As word spread that the Securities and Exchange Commission had scheduled a late-afternoon announcement, investors began buying on the belief that the government and Goldman Sachs had ... |
| | | | ... oil-drilling platform off the coast of Louisiana," the SEC said in a statement. "The staff of the Securities and Exchange Commission and FINRA are issuing this alert to warn investors about potential scams that exploit the Gulf oil spill and related ... |
| | | | ... has registered the 19 new funds and ETFs, in addition to the Vanguard S&P 500 ETF, with the Securities and Exchange Commission (SEC). Robin Bowerman, head of retail at Vanguard Investments Australia, said the firm wants to provide institutional clients ... |
| | | | The US' Securities and Exchange Commission has charged a New York-based investment firm and three of its affiliates for defrauding four multi-billion dollar collateralised debt obligations. According to a press statement, the SEC alleged ICP Asset Management ... |
| | | | ... production of books, records, correspondence, memoranda, papers, and documents." In April, the Securities and Exchange Commission (SEC) charged Goldman Sachs and one of its vice presidents for fraud relating to subprime mortgages. The SEC is charging ... |
| | | | ... cent or more in five minutes. This proposal follows a meeting of exchanges, including the US Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), in May when approximately 30 stocks on the S&P 500 fell in ... |
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