Search Results | Showing 171 - 180 of 841 results for "Resolution" |
| | | ... promote the value and importance of financial advice. For the merger to go ahead, 75% of member need to support the resolution. "This is a crucial moment in the development of our profession. We have the opportunity to create a strong, unified voice ... |
| | | | ... operational resilience Bruce Young to the role of executive director, technology and data, former general manager, resolution Clare Gibney to executive director, policy and advice, and former executive director, policy and advice Renee Roberts to executive ... |
| | | | The member consultation period on a proposed merger between the Financial Planning Association of Australia (FPA) and Association of Financial Advisers (AFA) is due to close on January 31, with members encouraged to provide their feedback before then. ... |
| | | | ... recognises the need for financial firms to cooperate with it. "The vast majority of the members of our external dispute resolution scheme do work in partnership with us, and this is to the benefit of firms as well as consumers," he said. The Federal ... |
| | | | ... that its representatives were not adequately trained or competent, and that the firm did not have a compliant dispute resolution system in place. It also banned Olive's former director Scott John Morrison from providing financial services for seven years. ... |
| | | | ... members. 6. AIA sells super investment business AIA is offloaded its $8 billion superannuation and investments business to Resolution Life. In an announcement made in February, AIA said the sale would allow the insurer to focus on its core business of ... |
| | | | ... requirements related to systemic issues needs attention, while some board reports lacked sufficient detail on internal dispute resolution (IDR) metrics to communicate fund performance. Further, ASIC said some trustees need to work on ensuring their IDR ... |
| | | | ... adviser; and failed to inform the customer of their right to appeal the decision through OnePath Life's internal dispute resolution process or through the Australian Financial Complaints Authority. "If an insurer is concerned a customer has engaged in ... |
| | | | ... further information." Under the suspension, which is in place until October next year, QFML is required to have a dispute resolution system in place through membership of AFCA. Meanwhile, ASIC has gone one step further in the cancellation of AFSL Group ... |
| | | | In offering an update on the proposed merger with the Association of Financial Advisers (AFA), Financial Planning Association of Australia (FPA) chair David Sharpe said he is hoping to have the full support of members and, despite speculation, a new ... |
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