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Showing 171 - 180 of 4925 results for "MIS"

Petra Capital fined over misreporting of 15k trades

MATTHEW WAI  |  THURSDAY, 5 FEB 2026
Sydney-based stockbroking firm Petra Capital has been fined $205,350 by the Markets Disciplinary Panel (MDP) for misreporting information on 3632 orders. The MDP found that Petra had breached the market integrity rules by failing to provide accurate ...

IFM Investors hires global investment research lead

JAMIE WILLIAMSON  |  WEDNESDAY, 4 FEB 2026
IFM Investors added its first global head of investment research, based in Melbourne. Jeff Chee has been named in the newly created role, joining after more than 25 years at Willis Towers Watson. He will be responsible for IFM's investment research ...

Super trustees told to up fraud protection game

MATTHEW WAI  |  WEDNESDAY, 4 FEB 2026
ASIC is urging super trustees to strengthen their anti-scam and fraud practices after a review found "significant" gaps in communications to members. Following an assessment of scams and fraud-related website content across 47 super funds, benchmarking ...

Member governed super boards deliver more: SMC

JAMIE WILLIAMSON  |  WEDNESDAY, 4 FEB 2026
Superannuation funds with employer and employee representatives on their boards generate billions in additional value for members, Super Members Council (SMC) says. In a new report, Member First Representation: The Profit to Member Governance Advantage ...

Chalmers to focus on productivity, economic repair in 2026 Budget

ELIZA BAVIN  |  FRIDAY, 30 JAN 2026
Treasurer Jim Chalmers said "cutting taxes, providing cost-of-living relief and getting the budget in better nick" are his priorities as the government turns its attention to the 2026 Federal Budget. "Our responsible economic management was brought ...

US-backed firm invests in Brisbane advice group

ANGELIQUE MINAS  |  FRIDAY, 30 JAN 2026
US-backed Merchant Wealth Partners has secured a minority investment in Brisbane-based advice group Infinity Financial Consultants. This transaction will advance the firm's ambitions of playing an active role in the consolidation of Australia's wealth ...

Post-holiday blues drives retirement tool engagement

ANGELIQUE MINAS  |  THURSDAY, 29 JAN 2026
Reviewing data collected from the past two years, HESTA found members' interaction with its Future Planner retirement tool spikes around the end of the school holidays as the working year gathers pace. HESTA found that in late January and early February ...

BPS Financial fined $14m over Qoin Wallet

ANGELIQUE MINAS  |  WEDNESDAY, 28 JAN 2026
The Federal Court has handed BPS Financial $14 million in pecuniary penalties over the way in which it promoted and operated its crypto product Qoin Wallet. According to ASIC, BPS Financial advertised the product as a non-cash payment facility linked ...

AI, operational failures key regulatory risks for ASIC in 2026

RIDDHIMA TALWANI  |  TUESDAY, 27 JAN 2026
... third-party service providers. It also highlighted increased retail client exposure to private credit markets raises risks of mis-selling, unsuitable product selection, and decision-making without adequate disclosure. This is being driven by lower investment ...

Former UGC adviser's appeal against ASIC ban accepted

MATTHEW WAI  |  TUESDAY, 27 JAN 2026
A former United Global Capital (UGC) financial adviser has had his banning order shrunk by half after a successful appeal to the Administrative Review Tribunal. Milutin Petrovic was banned from providing financial services or performing any function ...