Search Results | Showing 171 - 180 of 1704 results for "Breach" |
| | | The Federal Court has found that collapsed contracts for difference (CFD) issuer, Union Standard International Group (USG) and two of its former corporate authorised representatives, BrightAU Capital (trading as TradeFred) and Maxi EFX Global AU (trading ... |
| | | | ... impacting the entire business. At the time the super fund was assured disgruntled members it is not the result of a data breach. The $135 billion super fund's online systems were disrupted for more than a week, with its 665,000 members unable to ... |
| | | | ... pointed out that Bit Trade continued offering the product, despite knowing or having ought to have known, it was likely in breach of the law. "... Bit Trade's contraventions were serious and motivated by a desire to maximise revenue," he said. ASIC ... |
| | | | MLC will pay close to $65 million to settle a class action that alleged it delayed transferring more than 300,000 members to cheaper MySuper options. Maurice Blackburn has today advised it reached a settlement with MLC Super Fund, NULIS Nominees and ... |
| | | | ... models and compliance measures, this is very low. It suggests deficiencies in incident identification, which in turn affects breach identification," ASIC said. It also found deficiencies in licensees' incident management, namely how they identified ... |
| | | | A Matrix Planning Solutions adviser is suspended from providing advice for the next three months after failing to supply Statements of Advice (SOAs) where required. Ian Reid, the principal adviser at Temora's A&B Financial Planning, was suspended for ... |
| | | | HESTA has agreed to make payments to two cohorts of members impacted by valuation decisions made by the fund in March 2020. APRA said in March 2020, HESTA made downwards adjustments to five single sector Choice options invested in unlisted assets but ... |
| | | | The ASX has provided an update on its defence against the legal proceedings filed against it by ASIC over its handling of the CHESS replacement project. The ASX filed a Concise Statement in response to the proceedings brought by ASIC in the Federal ... |
| | | | The proposed takeover of SelfWealth heats up as AxiCorp Financial Services attempts to ensnare the trading platform from Bell Financial Group (BFG). AxiCorp has lobbed a bid of 23 cents per SelfWealth share, one cent more than what BFG proposed on Wednesday. ... |
| | | | ... monitor the ongoing performance of service providers; and will appropriately deal with any actions by service providers that breach service level agreements or obligations as a licensee," ASIC said in a statement to Financial Standard. "We recognise ... |
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