Search Results | Showing 161 - 170 of 2215 results for "Systems" |
| | | ... premiums were increased without a clear right to do so, returned overpaid premiums to consumers and fixed the relevant systems and processes. The regulators also noted that life companies reviewed their risk governance practices, leading to "some improvements ... |
| | | | ... starts. This brief deferral allows providers to train their staff and have conversations with their clients, get their IT systems ready and prepare operations for an orderly transition." The reforms have also been a point of concern for financial advisers ... |
| | | | ... Global Compact's Cities Program. Before arriving at U Ethical, she worked as an ESG consultant with MSCI and Urban Systems Advisory at AECOM, the infrastructure consulting firm. A technical expert group advisor to the Responsible Investment Association ... |
| | | | ... having to bring penalties. "Instead of a debate being held about whether money is paid for a fine, actually invest into systems, the right processes and the right arrangements so that the responsibilities to these members are met, then we don't need ... |
| | | | ... fees in circumstances where they did not provide them any ongoing service. The Federal Court determined that Count had systems in place to enable it to monitor compliance by Count advisers with their statutory and regulatory obligations relating to the ... |
| | | | ... job of politicians and policy makers," he said. "It requires a multi-faceted approach and greater investment in people, systems, and technology by all participants including advice groups and service providers. "Entireti and Otivo are focused on delivering ... |
| | | | ... start-ups since inception, 16 of which have secured commercial deals with international companies. For example, Forcite Helmet Systems, a mass-produced smart motorcycle helmet system conceived by a University of New South Wales undergraduate student ... |
| | | | ... cooperated with AUSTRAC in self-disclosing the breaches and said the exchange was taking proactive steps to remediate its systems and controls. "Without these steps, Cointree may have been subject to a much more serious regulatory response," he said. ... |
| | | | ... unstable," he said. That's the "overarching aspect," but the key point, he continued, is that the team uses several risk systems and tools to help form its opinions, because "the numbers don't lie." He said that, particularly in the global equities ... |
| | | | ... volatility. Macquarie Securities repeated systemic failure to detect and resolve these issues indicated serious neglect of its systems and disregard for operational controls and technological governance," he said. ASIC noted that Macquarie Securities ... |
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