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Showing 1751 - 1760 of 6096 results for "Trading"

Adviser contravenes FoFA obligations

EMMA RAPAPORT  |  MONDAY, 20 MAR 2017
... obligations. Following an ASIC investigation, Wealth and Risk Management (WRM), and its related companies Yes FP and Jeca (trading as Yes FS), have been accused by the regulator of various breaches of the Corporations Act and the Australian Securities ...

ASIC spots forex breaches at ANZ and Westpac

ALEX BURKE  |  WEDNESDAY, 15 MAR 2017
... management and execution; and disclosing fix order information to an external party to inform a joint personal account trading strategy. On ANZ's side, ASIC found similar breaches, along with traders exchanging material information with an external market ...

Good for now worrying for later

BENJAMIN ONG  |  WEDNESDAY, 15 MAR 2017
... sure, the price of Australia's major commodity exports appears to be starting to weaken. Iron ore prices are currently trading around US$160/tonne, down 29% from this year's high of US$225/tonne. Similarly, the price of coking coal is down 7% to US$87.90/tonne ...

Insto trading volumes surge

KARREN VERGARA  |  MONDAY, 13 MAR 2017
Institutional trading volumes inside Liquidnet's global network jumped 44% in the three months to December 2016, outpacing the Australian public markets. Liquidnet's latest figures also show about $2.7 billion of principal was traded, driven by growing ...

Plato launches income-focused LIC

JAMIE WILLIAMSON  |  FRIDAY, 10 MAR 2017
... Berends, and non-independent directors Don Hamson and Alex Ihlenfeldt. The offer period is open until 21 April 2017, with trading on the ASX expected to commence on 5 May 2017. Seed Partnerships is acting as corporate adviser to the LIC. Management is ...

How women get ahead in financial services: Executive

EMMA RAPAPORT  |  FRIDAY, 10 MAR 2017
... Profile: Siobhan Blewitt, Executive director, financial adviser, Morgan Stanley Wealth Management Even before Siobhan hit the trading floor, she was training herself for a career with the boys. Collecting glasses in the back of a Melbourne public bar ...

ANZ shuts down broking business

ALEX BURKE  |  THURSDAY, 9 MAR 2017
... its customers both in Australia and globally," ANZ managing director pensions and investments Peter Mullin said. "Share trading remains an important customer proposition for ANZ, and this agreement will allow our customers to trade easily and securely ...

BTIM strengthens risk and operations divisions

JAMIE WILLIAMSON  |  WEDNESDAY, 8 MAR 2017
... report directly to Bargholz and commence his new role on 13 March 2017. BTIM Australia has also appointed a new head of trading and investment operations in Mark de Courcey. Joining from Perpetual where he has been general manager, investment operations ...

SMSFs benefit from DomaCom deal

JAMIE WILLIAMSON  |  TUESDAY, 7 MAR 2017
... Heather said. Also commenting on the transaction, Benwest managing director Tony Bennett said: "With the A-REIT sector trading at stretched valuations, it makes eminent sense to have a spread of non-listed residential real estate in our portfolios to ...

ICG boosts energy trust with wind farm

ALEX BURKE  |  WEDNESDAY, 1 MAR 2017
... Farm was purchased from Mitsui & Co (Australia), the wholly-owned Australian subsidiary of one of Japan's largest general trading companies. The 106.6-megawatt project operates on a 15-year offtake agreement with Alinta Energy and joins wind farms in ...