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Showing 151 - 157 of 157 results for "US Securities"

QBE Insurance issues $530 mln in convertible securities

AAP  |  TUESDAY, 21 SEP 2004
... not be to an existing class of security holders. The offering has been made in accordance with Rule 144A under the US Securities Act of 1933. The SCS will only be offered for sale in Australia under the Corporations Act to persons who will invest at ...

Macquarie setting up US infrastructure fund

AAP  |  WEDNESDAY, 9 JUN 2004
... million ($A482 million) in investments already lined up. The investment bank said it had lodged documents with the US Securities and Exchange Commission (SEC) to register the new vehicle, which would buy assets from existing Macquarie-managed funds and ...

Macquarie Infrastructure unit files $US355.9 mln IPO

AAP  |  TUESDAY, 8 JUN 2004
Macquarie Infrastructure Assets Trust filed with the US Securities and Exchange Commission today for an initial public offering of as much as $US355.9 million ($A510.95 million) in shares. The New York City-based company, part of the Macquarie group ...

Advisors in Australia must hold license: ASIC

... North Sydney company Morgan Price had telephoned residents in New Zealand and the UK recommending the purchase of US securities, later arranging for the shares to be purchased. The company was operating without an AFS license. The orders follow declarations ...

ASIC clears Australian investment banking analysts of serious misconduct

... Australian investment banks were unlikely to have been embroiled in the same conflicts of interest that have bedevilled US securities firms, the Australian Securities and Investments Commission (ASIC) said today there are a number of compliance issues ...

US regulator warned of hedge fund risks

... The Washington-based Investment Company Institute (ICI), representing over 8,000 US mutual funds, has warned the US Securities and Exchange Commission (SEC) that individual investors and financial advisers rarely had the skills to knowledgably invest ...

Morning market wrap: Accounting ghosts come back to haunt Nasdaq

News that the US Securities and Exchange Commission was investigating the accounting practices of IBM, the world's largest computer company, brought the recent run-up on the tech-heavy Nasdaq to a shuddering halt. With the Enron and Worldcom accounting ...