Search Results | Showing 141 - 150 of 878 results for "Oversight" |
| | | ... incrementally more spread," he says. He says the recent high-profile defaults in the US had elements of fraud and inadequate oversight. "They seem as much or more related to the securitisation and syndicated loan markets or asset-based private lending ... |
| | | | ... HESTA's management of the transition. "APRA expects trustees to demonstrate strong governance and risk management in their oversight of critical operations and material service providers. That responsibility is further heightened when a service that ... |
| | | | ... Society said Misic's appointment reflects the Society's ongoing commitment to strong governance and strategic oversight, for the benefit of members and the investment profession. CFA Society Australia serves over 3,500 investment professionals ... |
| | | | ... while Dina Zhelezkina has been promoted to associate director, reflecting their contributions to deal work and portfolio oversight. Before his eight years with PEP, Lyle was a consultant at Bain & Co, and Zhang worked at Goldman Sachs. For her part ... |
| | | | ... risk and compliance officer at Gulf International Bank (UK). AustralianSuper said Dupré-Echeverria expertise in risk oversight across organisational and investment risk, UK regulatory compliance, and governance in the context of global companies will ... |
| | | | Federation Asset Management has appointed Rebecca Thomas as investment director and head of responsible investments, to lead ESG integration across all of Federation's investment strategies. "Responsible investment shouldn't sit on the sidelines but ... |
| | | | ... clear guardrails for any special levy. The government also needs to drive regulatory updates in anti-hawking, platform oversight, conflict management, and subrogation and recovery. The SMC also suggested drawing on unclaimed money held by the ATO as ... |
| | | | ... ASIC and APRA to strengthen prevention methods, including ways in which platforms can be regulated through stronger oversight of "the weak due diligence arrangements", as well as capital standards for different users. "There are also obviously a range ... |
| | | | ... reviewed every two years instead of five years. Conaghan disagrees with this, believing that rather than watering down oversight, it should be strengthened at a time when ASIC has let down so many Australians. |
| | | | ... It's also been accused of lacking adequate risk management systems. The regulator said it was because of "critical oversight and compliance failures" by Interprac that thousands of Australians received poor financial advice, putting their retirement ... |
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