Search Results | Showing 141 - 150 of 989 results for "Notes" |
| | | ... efficiencies in the advice process. However, Khouri said this may further emphasise the importance of documentation and files notes that advisers should instead maintain. The elimination of the Safe Harbour Steps, which must be clearly outlined in the ... |
| | | | ... asset allocation and portfolio construction to the outsourcing of the chief investment officer function. The whitepaper notes that given investing is highly regulated, highly complex, and expensive, the outsourced chief investment office (OCIO) model ... |
| | | | ... investments." "Spaceship has also temporarily suspended distribution of Spaceship Super in its capacity as promoter... Spaceship notes Diversa has been issued an interim stop order relating to this product. "Spaceship is taking immediate steps to address ... |
| | | | ... becomes particularly crucial as members may not always have the time or expertise to manage their investments. In response, he notes some superannuation funds are adopting robotic process automation tools. These tools assist in monitoring super accounts ... |
| | | | ... Bartlett and his father-in-law Scott A. Miller raised funds from more than 1000 investors across the US by selling promissory notes, stock, and fraudulent gold contracts through their four companies. The SEC alleged that when soliciting investors, many ... |
| | | | ... read. In March, securities watchdog ASIC made an interim stop order that prevented CVC from offering or distributing CVC Notes 2 because of deficiencies with its Target Market Determination (TMD). ASIC said the move was "to protect retail investors from ... |
| | | | ... good two years at around 500 to 1000 businesses before acquiring one of sufficient quality," Marsland says. Milutinovic notes that when searching for a business, certain characteristics must also be met for investors. "The quality of the revenues is ... |
| | | | ... disruptions and manage the risks arising from service providers, particularly those deemed to be material. The regulator notes that operational risk management is of particular importance for superannuation funds, given that so much of their operations ... |
| | | | ... afforded to those with a disability, carers, and First Nations people who typically have a lower life expectancy, the report notes. It has also recommended freezing the Superannuation Guarantee rate to save $1.2 billion a year. Grattan said stopping ... |
| | | | ... Baker. Speaking to Financial Standard, Baker explained the group, formed of "like-minded" digital advice providers, swapped notes during the QAR to establish common ground around some of the key issues. "During the QAR process, we started to reach out ... |
|