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Showing 141 - 150 of 270 results for "Louise"

Advisers must tread carefully on PLS

JAMIE WILLIAMSON  |  THURSDAY, 14 JUN 2018
... cannot provide advice on the instrument unless authorised under an Australian credit licence, Aged Care Steps director Louise Biti said. As such, Biti said advisers without such authorisation are limited to providing strategy advice on the use of equity ...

Alternatives specialist boosts leadership

HARRISON WORLEY  |  TUESDAY, 29 MAY 2018
... expanding as the firm experiences greater interest in its alternative and niche investment strategies. Former CQS head of sales Louise Walker leads the raft of changes, appointed as head of institutional distribution. Prior to her time at the asset manager ...

Australian asset owners support first stewardship code

DARREN SNYDER  |  THURSDAY, 17 MAY 2018
... exercising of voting rights, company engagement, monitoring asset managers and financial system advocacy. ACSI chief executive Louise Davidson said: "The code raises the bar on signatories to proactively manage and disclose their stewardship activities." ...

Royal Commission sees increased ASIC, APRA funding

ALEX BURKE  |  TUESDAY, 8 MAY 2018
... Counsel Assisting Rowena Orr during the Royal Commission. The regulator's senior executive leader - financial advisers, Louise Macaulay, was asked about the manner in which ASIC determines breaches are worth investigating, and Macaulay said it had to ...

Three AMP directors step down

ALEX BURKE  |  TUESDAY, 8 MAY 2018
... governance practices exposed at the Royal Commission have been banished and new perspectives installed," ACSI chief executive Louise Davidson said. "There is a link between what has gone wrong at AMP and remuneration practices. Companies need to make ...

Uncertainty abounds future of advice regulation

JAMIE WILLIAMSON  |  TUESDAY, 1 MAY 2018
... executive Dante de Gori, AFA chief executive Phil Kewin and ASIC's senior executive leader of the financial advisers team Louise Macaulay suggests the development of a particular regulatory culture in the industry. "Has the existing regulatory culture ...

ROYAL COMMISSION: Our top stories

JAMIE WILLIAMSON  |  FRIDAY, 27 APR 2018
... financial advice licensees. Senior Counsel Assisting Rowena Orr asked ASIC senior executive leader - financial advisers, Louise Macaulay, why ASIC did this instead of "exercising its powers", given that it could lead to better outcomes for the licensee ...

ASIC grilled over negotiating with banks

ALEX BURKE  |  FRIDAY, 27 APR 2018
... financial advice licensees. Senior Counsel Assisting Rowena Orr asked ASIC senior executive leader - financial advisers, Louise Macaulay, why ASIC did this instead of "exercising its powers", given that it could lead to better outcomes for the licensee ...

ClearView names new tech GM

HARRISON WORLEY  |  THURSDAY, 5 APR 2018
ClearView has appointed a new technology general manager. Louise Hulley was previously ClearView's head of development delivery. Before that, she was head of financial management and operations and head of finance operations. Prior to ClearView, she ...

More female clients requires more female advisers

JAMIE WILLIAMSON  |  THURSDAY, 8 MAR 2018
... the ASX200 with only one woman on their board, and only 76 ASX200 companies meet our target of 30%, ACSI chief executive Louise Davidson said. Davidson said that one female director does not equate to gender diversity, urging all companies to articulate ...