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Showing 131 - 132 of 132 results for "Junior"

Junior dealer permanently banned by ASIC

The Australian Securities and Investments Commission (ASIC) has permanently banned junior dealer Amber Joy Phelps, of Queensland, from acting as a representative of a dealer or a representative of an investment adviser. Ms Phelps was engaged as a junior ...

ASIC ordered to handover documents relating to One.Tel

... Investments Commission (ASIC) has been ordered to hand over the documents relating to its inquiries into the liquidator of failed junior telco One.Tel. The Administrative Appeals Tribunal has allowed for the subpoena of certain ASIC documents, in the ...