Search Results | Showing 131 - 140 of 261 results for "General advice" |
| | | ... are in place between FirstChoice Employer and Financial Wisdom. Intra-fund advice, Chun said, does "not go beyond general advice." In essence, members receive advice around the benefits in their superannuation fund, whether it's to do with insurance ... |
| | | | ... customer's financial situation as well as their goals and objectives, and then read a delinking statement and a general advice statement before recommending products, Pankhurst said. Hodge asked Pankhurst whether he was aware that ASIC's position ... |
| | | | ... contribution fee) and a planned service fee. The contribution fee referred to commission while the PSF referred to a general advice fee. "To be honest, I haven't actually considered the legal construct of [the] contribution fee as to whether it is ... |
| | | | ... Carter, the rationale for NAB's distinction is that many of its members charged PSFs "would have been receiving general advice services." Hodge disagreed, and said "they would have been receiving them anyway, regardless of whether they were paying the ... |
| | | | ... services being provided by MLC could justify the plan service fee charges, given the PSF was disclosed as being for general advice and support services. NAB however concluded it could not justify the fees in that manner. "Given that the fee was disclosed ... |
| | | | ... associated with 'personal advice' or advice that takes into consideration personal circumstances. 'General advice,' it said, is misleading. The "use of the term 'advice' should be limited to effort that is undertaken on a client's ... |
| | | | ... charged in any MLC products. The plan service fee was introduced in 2012 in an effort to help MKPS members access general advice regarding their superannuation, MLC Super chief executive Matthew Lawrance said. The move is off the back of corporate regulator ... |
| | | | ... prior to the sale, will be retained and transferred to another Sequoia-controlled entity. Sequoia Direct provides general advice on portfolio management, SMSFs, direct equities trading, structured products and insurance, and also provides a suite of ... |
| | | | ... understanding the client's personal circumstances, and distinguish between personal advice and product recommendations from general advice and product dealings. Additionally, it's important for FASEA to note that advisers operate as part of a larger ... |
| | | | ... reputation risk (54%); unconscionable or misleading conduct in telephone sales (31%); and breaching the boundaries of general advice (15%). Participants also expressed support for the industry to take a bigger role in early intervention. Almost three-quarters ... |
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