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Showing 131 - 134 of 134 results for "Financial product advice"

FPA sheds light on tax advice fees

... the financial planning process as enshrined in the FSRA and provided that it is merely incidental to financial product advice, it will not be in breach of tax advice prohibitions in Section 251L or the ITAA. The association highlighted the fact that ...

ASIC approves Deakin AFS licence

... attend intensive learning programmes that will cover a broad range of issues that address the provision of financial product advice to clients under the new license arrangement." The learning and on going information and support programmes will significantly ...

ASIC releases class order exemption relating to AFSL requirements

... the requirement to hold an Australian financial services licence (AFSL) for the provision or giving of financial product advice in certain documents. The class order relief exempts a person from the requirement to hold an AFSL for the provision of financial ...

ASIC obtains undertakings following Federal Court proceedings

... However, Mr Kaye, NII and Novasource do not hold an Australian Financial Services Licence (AFSL) to give financial product advice, as required by ASIC. Following Court-ordered mediation in front of a District Registrar of the Federal Court, Mr Kaye and ...