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Showing 131 - 140 of 583 results for "Directed"

Cboe Australia migrates technology, launches BIDS offering

CHLOE WALKER  |  WEDNESDAY, 29 MAR 2023
... conjunction with the technology migration, involves brokers accessing the BIDS pool through their trading algorithms or via directed orders. The second phase is expected to occur in the coming months and will involve broker-sponsored buy-side access ...

ASIC revisits IDPS sunsetting orders

ANDREW MCKEAN  |  TUESDAY, 28 MAR 2023
ASIC is seeking feedback from the investment management sector as it reviews investor directed portfolio services (IDPS) and IDPS-like schemes, with a focus on remaking sunsetting class orders. ASIC has released Consultation Paper 369 (CP369) Remaking ...

Saxo launches managed portfolios

KARREN VERGARA  |  TUESDAY, 28 MAR 2023
Saxo Australia today launched a suite of managed portfolios targeting self-directed investors and self-managed super funds. SaxoSelect offers seven managed portfolios with actively managed and index-based strategies. Three offerings are managed by BlackRock ...

ASIC dodges PGPA investigation questioning

CASSANDRA BALDINI  |  THURSDAY, 16 FEB 2023
... or not there has been any PGPA investigations or inquiries into ASIC commissioners in the past two years?" Longo then directed the question to general counsel Chris Savundra who said he couldn't be sure "off the top of his head." "It's a large ...

ESG impacts on US pension funds tested

RACHEL ALEMBAKIS  |  MONDAY, 13 FEB 2023
... Retirement System (MOSERS) has sold all public equities managed by BlackRock. In June 2022, the MOSERS Board of Trustees directed staff to require BlackRock to abstain from voting proxies on behalf of the plan, "due to concerns with their public statements ...

ASIC bans Gold Coast businessman

CASSANDRA BALDINI  |  TUESDAY, 31 JAN 2023
... financial products, being foreign currency CFDs. It also found Finerty misled clients about the performance of Robot 1 and directed or assisted clients to mislead the CFD broker about their trading experience. The regulator determined Finerty is not ...

ASIC hands out more interim stop orders

CHLOE WALKER  |  MONDAY, 5 DEC 2022
... their product will reach the target market and have appropriate distribution conditions in place to ensure the product is directed towards the target market." The interim orders for AFL and APS Savings are valid for 21 days unless revoked earlier.

Code of Ethics must be fixed: Phil Anderson

CASSANDRA BALDINI  |  MONDAY, 28 NOV 2022
... manner where you have a conflict of interest or duty" is most onerous. "Much of the dissatisfaction with the Code has been directed at the idealistic, but completely impractical requirement in Standard 3," he explained. "We all know that it's impossible ...

Stop orders slapped on two Perpetual funds

JAMIE WILLIAMSON  |  FRIDAY, 25 NOV 2022
... their product will reach the target market and have appropriate distribution conditions in place to ensure the product is directed towards the target market," ASIC said. The regulator added that it expects Perpetual to take steps immediately to rectify ...

The challenge of articulating value of ongoing advice

CHLOE WALKER  |  WEDNESDAY, 23 NOV 2022
... insurance policy against arrogance and stupidity, because he's far smarter than me," Win joked. "He's very self-directed but I'm his insurance policy, and of course, not all clients are like that, but that's why we charge ongoing fees." Martin ...