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Showing 131 - 140 of 434 results for "Deutsche Bank"

Advisers to return US$125m in fees

KANIKA SOOD  |  TUESDAY, 12 MAR 2019
... year. The Securities and Exchange Commission charged 79 people, including well-known names such as AXA Advisors, Deutsche Bank Securities, LaSalle St. Investment Advisors and Woodbury Financial Services. One year ago, the American corporate regulator ...

Saxo appoints chief executive

KARREN VERGARA  |  THURSDAY, 28 FEB 2019
... Australia. Smith's prior work experience includes senior commercial and operational roles at Macquarie Bank and Deutsche Bank in Australia and Hong Kong. He replaces Ben Smoker, who left Saxo after close to three years as chief executive. Smoker joined ...

Challenger boutique appoints chief operating officer

KANIKA SOOD  |  THURSDAY, 31 JAN 2019
... from investors, raising a little over $1 million since. The boutique added two people to its team in September. Deutsche Bank fixed income research expert Jean Dumas joined Ardea's investment strategy team, while Darren Wadhera joined its portfolio ...

IRESS lead moves to Chi-X

KANIKA SOOD  |  THURSDAY, 10 JAN 2019
... Jokovic said. Last year, Chi-X opened up Aussie investors access to international tech stock Apple in partnership with Deutsche Bank through a new security. Deutsche Bank issued a security called transferable custody receipts (TraCRs ) to invest in overseas ...

Saxo chief departs for BT

HARRISON WORLEY  |  MONDAY, 7 JAN 2019
... JB Markets securities and derivatives broker Eleanor Creagh. Prior to his time at Saxo, Smoker enjoyed stints at Deutsche Bank, Citi and ABN AMRO Bank. Before joining Saxo in May 2016, the new BT director headed the Australian operations of New York ...

Australian Unity adds new research lead

JAMIE WILLIAMSON  |  WEDNESDAY, 24 OCT 2018
... experience in financial services, Holliday has also held roles with Asgard, Godfrey Pembroke, Morgan Stanley and Deutsche Bank. "Ian's in-depth understanding of Australian Unity's investment philosophy and strong working relationship with our ...

Chi-x opens up access to tech darling Apple

KANIKA SOOD  |  MONDAY, 8 OCT 2018
... Alternative stock exchange Chi-x is giving Aussie investors access to international tech stock Apple in partnership with Deutsche Bank. Deutsche Bank has issued a security called transferable custody receipts (TraCRs) that will give Aussie investors ...

ASIC commences civil action against ANZ

KARREN VERGARA  |  MONDAY, 17 SEP 2018
... proceedings against the bank, including ANZ Group treasurer Rick Moscati. The CDPP also said it will lay charges against Deutsche Bank and Citigroup Global Markets Australia for their alleged involvement. In the same announcement, ANZ flagged ASIC was ...

Boutique manager expands fixed income team

KANIKA SOOD  |  WEDNESDAY, 5 SEP 2018
... and retail investors continue to pour money into its strategies. Ardea Investment Management has appointed former Deutsche Bank fixed income research expert Jean Dumas to its investment strategy team. Dumas will generate investment ideas for Ardea, drawing ...

HNW advice firm adds new role

JAMIE WILLIAMSON  |  MONDAY, 27 AUG 2018
... fund clients. He has also previously held roles with Bank of America Merrill Lynch, Bennelong Asset Management, Deutsche Bank and Morgan Stanley. "We are delighted to have Alex join the team. His institutional investment capability will allow us to further ...