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Showing 131 - 140 of 990 results for "Cooper"

Dixon Advisory pays $7m for poor advice

JAMIE WILLIAMSON  |  TUESDAY, 20 SEP 2022
Dixon Advisory will pay $7.2 million for providing inappropriate advice and not meeting client best interests obligations. The Federal Court found that six Dixon Advisory representatives did not act in the best interests of eight clients on 53 occasions. ...

AFA award finalists named

CHLOE WALKER  |  TUESDAY, 13 SEP 2022
... Association of Financial Advisers (AFA), Zurich and TAL. Charles Badenach from Main Street Financial Solutions, Felicity Cooper from Cooper Wealth Management, and Joseph Hoe from Wealthwise are in the running for the Adviser of the Year award. This month ...

Reserve Bank explores digital currency potential

CHLOE WALKER  |  TUESDAY, 9 AUG 2022
The Reserve Bank of Australia (RBA) is launching a one-year research programme into the case for a central bank digital currency (CBDC). Partnering with the Digital Finance Cooperative Research Centre (DFCRC), the project will seek to identify innovative ...

Government strengthens multinationals tax laws

CASSANDRA BALDINI  |  MONDAY, 8 AUG 2022
The Labor government is cracking down on multinational enterprises (MNEs) avoiding tax and transparency. Last week, Treasurer Jim Chalmers said it's the government's priority to make sure that multinational corporations pay a fair share of tax where ...

Mercer hires from MLC

ELIZABETH FRY  |  FRIDAY, 22 JUL 2022
... KPMG in the wealth management business, taking an 11-month hiatus to work on the Super System Review, chaired by Jeremy Cooper. He resigned from MLC (now Insignia Financial) last month Commenting on the move to Mercer, Tallents said: "I've enjoyed ...

Market manipulator pleads guilty

STAFF WRITER  |  FRIDAY, 10 JUN 2022
Benjamin Heath Cooper has pleaded guilty to conspiring to manipulate the share price of a resources company in 2015. ASIC alleged that in November 2015 Cooper conspired with former Quantum director Avrohom Kimelman and another to manipulate Quantum ...

Deutsche Bank, DWS raided over greenwashing

JAMIE WILLIAMSON  |  WEDNESDAY, 1 JUN 2022
The offices of DWS and Deutsche Bank have been raided by German police as part of an ongoing investigation into allegations of extensive greenwashing. The investigation by the German regulator, BaFin, aligns to that of the US Securities and Exchange ...

ETFS Capital, WisdomTree in cooperation deal

CASSANDRA BALDINI  |  FRIDAY, 27 MAY 2022
Graham Tuckwell's ETFS Capital entered a cooperation agreement with WisdomTree, alongside Lion Point, to enhance WisdomTree's board of directors and corporate governance. Under the agreement, former State Street Global Advisors chief investment officer ...

BNY Mellon subsidiary to pay US$1.5m over ESG misstatements

CASSANDRA BALDINI  |  TUESDAY, 24 MAY 2022
BNY Mellon Investment Adviser will pay US$1.5 million to settle charges brought by the Securities and Exchange Commission (SEC) for misstatements and omissions about ESG considerations in making investment decisions for certain mutual funds that it ...

OC Funds Management snares senior investment analyst

ANDREW MCKEAN  |  TUESDAY, 3 MAY 2022
... sectors including consumer discretionary, industrials and information technology. Previously Yeoh was a research analyst at Cooper Investors where he was responsible for investments in Asian and global listed companies in consumer brands related sectors. ...