Search Results | Showing 131 - 140 of 900 results for "Australian Financial Service" |
| | | The Federal Court found AMP guilty of charging deceased customers life insurance premiums and advice fees, ordering it to pay $24 million in penalties. Justice Hespe today determined that four AMP subsidiaries - AMP Life, AMP Financial Planning, AMP ... |
| | | | Two Australian financial services data and insights firms have joined forces, following the acquisition of DBM Atlas by RFI Global. Founded in Melbourne, DBM Atlas, a subsidiary of the Illuminera Group, is a local specialist in research and insight ... |
| | | | Nominations for the annual Financial Standard MAX Awards close tomorrow. The MAX (Marketing, Advertising and Sales Excellence) Awards recognise leading individuals, teams and organisations in the Australian financial services industry who have achieved ... |
| | | | The investment bank has appointed Lindsay Maxsted as its non-executive chair of Australasia. Maxsted steps into the position effective immediately and is based in Melbourne. He brings a wealth of corporate and board experience to UBS, formerly serving ... |
| | | | ASIC has banned a Gold Coast director from providing financial services for four years after discovering his business leased an algorithmic trading program and operated without a licence. Gregory William Finerty, the sole director of Bradford AI, has ... |
| | | | ... retirement plans for clients. "Given the similarities between the HEAS and a reverse mortgage, many Australian Financial Service Licence (AFSL) holders had expressed caution about advising directly on the scheme, as it may have required an Australian ... |
| | | | From February 1, ASIC's Financial Advisers Register (FAR) will display whether a financial adviser can provide tax (financial) advice services to retail clients. To provide tax advice services to retail clients, a financial adviser must meet certain ... |
| | | | The Federal Court has dismissed proceedings brought by ASIC against the Commonwealth Bank of Australia (CBA) over fees. The court dropped allegations that the bank engaged in misleading or deceptive conduct, made false or misleading representations ... |
| | | | ASIC has suspended the Australian financial services licence of embattled crypto company FTX. FTX entered voluntary administration on November 11, and the AFSL is suspended until 15 May 2023. However, for the time being, FTX can continue to provide ... |
| | | | ASIC has banned former responsible manager of over-the-counter derivatives provider Sirius Financial, Mark Bringans, for eight years. Bringan's banning follows an ASIC investigation into the firm, which agreed to wind down its retail and wholesale operations ... |
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