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Showing 131 - 131 of 131 results for "Advice licensee"

Ripoll recommends investor compensation fund

MICHAEL HOBBS  |  TUESDAY, 24 NOV 2009
... said the government should investigate launching a "last resort statutory compensation fund" to cover financial advice licensee failings. The committee received a number of submissions from the regulator and Financial Ombudsman Service (FOS), which highlighted ...