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Showing 121 - 130 of 230 results for "Sanction"

Professional standards legislation reaches parliament

KERRIE SYDEE  |  MONDAY, 17 OCT 2016
... held to a high standard of ethics and that non-compliant advisers are subject to disciplinary action and discipline and sanction by the monitoring bodies. "This independent standards body will raise minimum standards in the financial advice industry ...

Life Insurance Code targets self-regulation

MARK SMITH  |  TUESDAY, 11 OCT 2016
An independent committee will have the ability to sanction insurers who do not comply with a new set of standards laid out in an industry-wide Life Insurance Code of Practice produced by the Financial Services Council (FSC). The new code, released today ...

Fixed income investors turning to Serbia

ALEX BURKE  |  THURSDAY, 26 MAY 2016
Fixed income investors need to focus on new opportunities for return in a low-rate environment, according to T. Rowe Price portfolio manager and head of international fixed income Arif Husain. Speaking at the T. Rowe Price Equities Adviser event in ...

Economic Wrap

BENJAMIN ONG  |  TUESDAY, 29 MAR 2016
US personal income and outlays Sluggish US personal income and spending data have doused speculations of an April rate hike - prompted by St. Louis Fed president James Bullard's comments last week that, "You get another strong jobs report, it looks ...

Drown baby, drown

BENJAMIN ONG  |  MONDAY, 18 JAN 2016
Where have all the buyers gone? Two weeks into the new year and they're still MIA. Given recent events, they appear to be drowning - drowning in a sea of oil, that is....and there'll be more gushing out of the grounds soon, out of Iran as Friday's speculations ...

Former FPA chair joins Tax Practitioners Board

DARREN SNYDER  |  FRIDAY, 11 DEC 2015
The Financial Planning Association of Australia (FPA) has welcomed the appointment of a financial adviser to the Tax Practitioners Board (TPB) after long advocating for the position. Former FPA chair Julie Berry is one of five new board appointments ...

Government releases adviser education legislation

ALEX BURKE  |  FRIDAY, 4 DEC 2015
The Government has released exposure draft legislation for raising the professional standards for financial advisers. The draft legislation stipulates that new advisers will require a degree, a professional year of training and pass an exam. Current ...

ASIC grilled on whistleblower compensation

LAURA MILLAN  |  MONDAY, 9 NOV 2015
Financial compensation for corporate whistleblowers is back on the agenda after the Senate Economics Committee grilled representatives from the Australian Securities and Investments Commission (ASIC). At the latest Senate Economics Committee hearing ...

Cbus responds to Royal Commission allegations

DARREN SNYDER  |  WEDNESDAY, 16 SEP 2015
Industry superannuation fund Cbus has implored Commissioner Dyson Heydon to reject a version of events pointing to Cbus chief executive David Atkin being involved in releasing personal details of fund members who were Lis-Con employees. On Friday Cbus ...

Euro - another experiment doomed to fail?

BENJAMIN ONG  |  MONDAY, 29 JUN 2015
"Talk to the hand"! With these words, Greek Prime Minister Alexis Tsipras spoiled my weekend. Not because I have money on Greece - I haven't got enough to buy a small bottle of booze - but more because Alexis proved wrong my musings that after all is ...