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Showing 121 - 130 of 6733 results for "Review"

ASIC bans former NextGen Financial Group directors

KARREN VERGARA  |  FRIDAY, 24 JUL 2026
... owned by Beacon Financial Group, was an AFCA member from November 2018 to November 2024. Both men have the right to seek a review of ASIC's decisions through the Administrative Review Tribunal.

ASIC simplifies guidance to improve capital raising activity

MATTHEW WAI  |  THURSDAY, 23 JUL 2026
... valuation information in Investor Education Reports (IER), and fact checking of draft IER by corporate advisory teams. The review of RG 264 forms part of its response to feedback received from the discussion paper released in 2025. "In response, we are ...

FEATURE | Platforms | The investment supermarket

RIDDHIMA TALWANI  |  TUESDAY, 21 JUL 2026
... available to investors through platforms. While Treasury notes in its Enhancing member protections in the superannuation system review the poor conduct in the collapse involved an "interconnected chain of entities," including lead generators and financial ...

KPMG finds new chief executive

RIDDHIMA TALWANI  |  TUESDAY, 21 JUL 2026
... integrity issues and build a stronger, more accountable firm," Ebeid said. The government has also opened consultation on a review of corporate whistleblowing laws in Australia to ensure they are working to effectively protect whistleblowers. The consultation ...

Prime Value licence suspended over reporting failures

VINNY VUCAGO  |  MONDAY, 20 JUL 2026
... must also continue to comply with its ongoing licence obligations throughout the suspension period. Prime Value may seek a review of ASIC's decisions through the Administrative Review Tribunal. Prime Value is the responsible entity for eight registered ...

Another MWL adviser banned over Shield collapse

RIDDHIMA TALWANI  |  THURSDAY, 16 JUL 2026
... financial services law. While the banning order took effect from January 22, Niu lodged an application with the Administrative Review Tribunal (ART) seeking a review of ASIC's decision on the same day. She also lodged applications for a stay and confidentiality ...

Solaris wins mandate from Mercer Investments

KARREN VERGARA  |  THURSDAY, 16 JUL 2026
... lineup The fund manager line-up across Australian equities and small-caps funds also saw a shakeup following an investment review, which retained some incumbents and awarded fresh mandates at the same time. For the Mercer Australian Shares Fund, the ...

ASIC seeks to wind up Capital Guard AU

KARREN VERGARA  |  WEDNESDAY, 15 JUL 2026
... services business was sold in 2024 to its current management. Capital Guard's website is now inactive. Victims on customer review platform Trustpilot wrote they cannot contact their Capital Guard account managers, while their calls and emails go unanswered. ...

NAB-owned WealthHub cops $1m ASIC fine

VINNY VUCAGO  |  WEDNESDAY, 15 JUL 2026
NAB-owned online broker WealthHub Securities has been hit with a $1.055 million penalty after ASIC found it failed to accurately report regulatory data more than 9.5 million times over a decade. ASIC said he reporting failures undermined the corporate ...

Special Feature: Rewarding patient capital

PENNY PRYOR  |  TUESDAY, 14 JUL 2026
... The shift is reflected in the numbers. According to the Reserve Bank of Australia's March 2026 Financial Stability Review, global private equity assets under management reached US$10.9 trillion in September 2025, underscoring the sector's continued ...