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Showing 1331 - 1340 of 1371 results for "Corporations"

Trescowthick charged, Clifford Corporation directors committed for trial

... of Clifford Corporation Limited. Mr Loiterton and Mr Hall were committed in relation to a charge of breaching the Corporations Law by making a false or misleading announcement to the Australian Stock Exchange (ASX) on or about 21 October 1998, relating ...

Director sentenced, adviser banned

... charges of being knowingly concerned in the promotion of prescribed interests, through ASM, in contravention of the Corporations Act. The Australian Securities and Investments Commission (ASIC) said the charges related to seven investors who lost money ...

ASIC obtains orders against unregistered investments scheme

... (in the nature of mortgages) without holding the necessary licences, in contravention of the Corporation Law and Corporations Act.

ASIC releases report on interim approach to mutual risk products regulation

... of mutual risk products (MRPs). "In general, ASIC considers MRPs to be financial products for the purposes of the Corporations Act because they represent both facilities for managing financial risk and interests in a managed investment scheme," said ...

ASIC releases promissory note obligation FAQ

... Commission (ASIC) has released a FAQ to assist issuers of promissory notes in understanding their obligations under the Corporations Act. A promissory note is an unconditional promise by an issuer to pay an agreed sum of money at a fixed or determinable ...

Adler committed to stand trial on securities charges

... two counts of making false or misleading statements in relation to securities. AIC alleges Adler contravened the Corporations Act when he purchased more than three million HIH shares in the name of Pacific Eagle Equities (PEE) in June 2000. If convicted ...

Ban on Nicholas Whitlam lifted

... annual general meeting. But the Court of Appeal found Mr Whitlam did vote and therefore was not in breach of the corporations law. The Australian Securities and Investments Commission (ASIC), which launched the earlier procedings, was ordered by the ...

Rodney Adler back in court

... years' jail on each charge. The Australian Securities and Investments Commission (ASIC) alleges Adler contravened the Corporations Act when he bought more than three million HIH shares in the name of Pacific Eagle Equities in June 2000. Downing Centre ...

ACCC launches policy to expose hard-core cartels

... ACCC in return for a clear, transparent and certain offer of leniency," Prof Fels explained. The policy encourages corporations and their executives to reveal the most serious and collusive contraventions of competition law such as price-fixing, bid ...

Solicitor to stand trial for 39 charges brought by ASIC

... 16 counts of making improper use of his position to gain an advantage directly or indirectly for himself under the Corporations Act, and 23 counts of concurring in the making of false statements with intent to obtain a financial advantage under the NSW ...