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| | | ... get really used to jumping on a Zoom call or a Teams call, rather than having a face-to-face sit-down for their annual review," he said "The next level is when we start to see your clients, particularly the younger generation clients, say: "Rather than ... |
| | | | ... prescriptive. "In terms of any changes being made to the exam, that is meant for the minister." Touching on the Quality of Advice Review (QAR), she said ASIC has a formal role in the review in respect of its life insurance work. "Specifically, our work ... |
| | | | Fronting the FPA Professionals Congress, Quality of Advice Review chair Michelle Levy confirmed there will be no big surprises in her final proposals, due December 16. Appearing alongside FPA chief executive Sarah Abood, Levy explained she has been ... |
| | | | ... "The third part is - imagine yourself as an ongoing, retained client in my business and I'm trying to deliver your review or your piece of advice, and I say, 'Look, I can't deliver the advice because someone didn't want to pay retainer and ... |
| | | | A Frontier Advisors report ' Super in the Economy ' commissioned by ISA says that affordable housing's longer-term leases backed by government guarantee and low vacancy rates will deliver stable long-term returns that are resistant against ... |
| | | | ... highlighted timely regulatory sessions such as hearing from Michelle Levy just weeks out from the final Quality of Advice Review proposals and legislative updates in financial planning from ASIC, as well as panel discussions hosted by keynote speakers ... |
| | | | ... to gain a clear understanding of a firm's structure, financial position, and health. The stage includes a comprehensive review of a business' fundamental components. Businesses are assessed on 128 criteria, which are each rated from weak to strong to ... |
| | | | ... did not adequately specify the information that distributors must report for MPG to promptly identify the occurrence of a review trigger that would suggest that the TMDs were no longer appropriate, the period for reporting this information to MPG, and ... |
| | | | The Financial Conduct Authority wants stock trading app operators to review the design of their platforms, saying gamification is being used in ways that mislead consumers and create problem behaviours. The regulator said design features like regular ... |
| | | | ... resolving disputes but also about working with the financial services industry to help it improve practices A Treasury-led review found AFCA was "performing well in a difficult operating environment and a changing regulatory landscape." This year it ... |
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