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Showing 111 - 120 of 142 results for "Commonwealth Financial Planning"

We did a "pretty good job" in CBA planning case: ASIC

LAURA MILLAN  |  WEDNESDAY, 26 MAR 2014
... commissioner Greg Tanzer believes that the regulator "did a pretty good job" in dealing with the Commonwealth Financial Planning (CFP) case that prompted a Senate inquiry into the overall performance of the regulator. Speaking at the ASIC Forum in Sydney ...

Whistleblower claims the existence of 100 CBA rogue advisers

LAURA MILLAN  |  MONDAY, 24 MAR 2014
Former Commonwealth Financial Planning adviser and whistleblower Jeffrey Morris has "no doubt" that a proper investigation by the Australian Securities and Investments Commission (ASIC) would reveal at least 100 current or former rogue CBA advisers. ...

ASIC far too slow to act on misconduct: Senator

LAURA MILLAN  |  FRIDAY, 21 JUN 2013
... had taken the regulator 16 months to act on information that suggested serious misconduct in the Commonwealth Financial planning unit. In its first statement after the approval of the Senate inquiry into ASIC, CBA said that it is willing to participate ...

Planner numbers drop on FoFA changes

ALICE URIBE  |  FRIDAY, 17 MAY 2013
... biggest group with 1,691 planners, followed by Millennium 3 Financial services with 838 advisers and Commonwealth Financial Planning with 795 planners. The Financial Planning Association (FPA) general manager of policy and standards Dante De Gori said ...

Commonwealth Financial Planning restructures adviser remuneration

LAURA MILLAN  |  THURSDAY, 18 APR 2013
Commonwealth Financial Planning has announced the restructure of its adviser remuneration packages. As part of the changes it has removed trail commissions for advisers on managed investments and platforms. Insurance renewal revenue will be shared at ...

Another Commonwealth Financial Planning adviser banned

BEN COLLINS  |  MONDAY, 12 NOV 2012
ASIC has permanently banned a former Commonwealth Financial Planning Limited financial planner from providing any financial services after it found he forged client signatures and failed to comply with financial services laws. Ricky David Gillespie ...

Macquarie to sell COIN

MELANIE TIMBRELL  |  MONDAY, 2 JUL 2012
... Graham, head of Macquarie Adviser Services. Current users of COIN include AMP Financial Planning, Commonwealth Financial Planning, Westpac Financial Services and ANZ Financial Planning, according to Rainmaker. Craig Coleman, chairman of Rubik said the ...

Commonwealth FP adviser banned

LINDA HAUSKEN  |  TUESDAY, 5 JUN 2012
... Australian Securities & Investments Commission has accepted an enforceable undertaking from former Commonwealth Financial Planning Limited (CFPL) employee, Joe Chan, after he was found to have failed to meet adviser obligations. Australian Securities ...

CFP adviser offers ASIC EU

ELISE BURGESS  |  THURSDAY, 5 APR 2012
ASIC has accepted an enforceable undertaking from a former Commonwealth Financial Planning adviser, including a five year ban. A former Commonwealth Financial Planning Limited (CFPL) adviser, Christopher Baker of Croydon, NSW, has offered to not provide ...

AAT confirms ASIC planner ban

ELISE BURGESS  |  FRIDAY, 16 MAR 2012
... failed to comply with financial services laws during his time as an authorised representative for Commonwealth Financial Planning Limited (CFP) between October 2003 and July 2009. These breaches included failure to have a reasonable basis for advice ...