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Search ResultsShowing 51 - 60 of 100+ results for "Commonwealth Financial Planning"
Report confirms failed CBA compensation
LAURA MILLAN  |  THURSDAY, 23 APR 2015
... under the Australian Securities and Investments Commission (ASIC) enforceable undertaking to Commonwealth Financial Planning (CFPL) and Financial Wisdom (FWL) in 2011. Despite being under ASIC's surveillance, in 3,452 of the 4,330 cases assessed in the ...
ASIC bans Commonwealth Financial Planning employee
DARREN SNYDER  |  WEDNESDAY, 1 APR 2015
ASIC has banned Commonwealth Financial Planning employee Rebecca Locksley from providing financial services for 18 months, after finding she created false documents for client files. Locksley of Merewether, New South Wales, was the servicing planner ...
CBA rolls out IRESS systems to all advice groups
LAURA MILLAN  |  WEDNESDAY, 11 MAR 2015
... agreement will see IRESS tools and systems implemented in all of the group's licensees, including Commonwealth Financial Planning, Bankwest Financial Advice and Financial Wisdom. "This investment in technology will help us secure and enhance the financial ...
Advice M&A activity set to soar in 2015
LAURA MILLAN  |  MONDAY, 9 MAR 2015
... Group. At the same time, the reputation of large dealer groups was largely affected by scandals at Commonwealth Financial Planning and Macquarie Private Wealth. AMP shut down the Genesys dealership and Suncorp's Guardian Advice license had conditions ...
FEATURE: 2014 year in review
MARK SMITH, LAURA MILLAN, JAMES FERNYHOUGH  |  FRIDAY, 12 DEC 2014
... Bank's wealth management arm. The year started with hundreds of submissions from disgruntled Commonwealth Financial Planning (CFPL) and Financial Wisdom (FW) customers being made public by the Senate Economics Committee inquiry into the performance of ...
ASIC to watch CBA advisers closely
LAURA MILLAN  |  FRIDAY, 14 NOV 2014
... Commission (ASIC) has appointed a compliance expert to examine the performance of advisers at Commonwealth Financial Planning and Financial Wisdom. KordaMentha Forensic will review past activities by Commonwealth Bank (CBA) advisers and will report to ...
CBA appoints litigators as customer advocates
LAURA MILLAN  |  MONDAY, 3 NOV 2014
... initiative is part of CBA's program to compensate victims of advice given by financial planners at Commonwealth Financial Planning and Financial Wisdom. CBA also announced "an extension of the customer contact element of the program," but said that details ...
Financial Wisdom and Count also subject to higher standards
LAURA MILLAN  |  THURSDAY, 23 OCT 2014
... Financial will be subject to higher education standards from today, joining their counterparts at Commonwealth Financial Planning and BW Financial Advice. The new standards apply to all advisers and licensee staff in supervision and monitoring roles. ...
CBA receives 4200 requests for advice review
JAMES FERNYHOUGH  |  MONDAY, 13 OCT 2014
Approximately 4,200 customers of Commonwealth Financial Planning (CFP) and Financial Wisdom have applied to have advice they received reviewed by the Commonwealth Bank's (CBA's) Open Advice Review program. This figure represents around 1% of customers ...
Lifeplan appoints national BDM
STAFF WRITER  |  WEDNESDAY, 1 OCT 2014
... that, he was advice quality manger with Colonial First State and a senior financial planner with Commonwealth Financial Planning.A Bird holds a diploma of Financial Planning. Lifeplan Funds Management head of specialised product sales Derek Emery said ...
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