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Showing 111 - 120 of 428 results for "Auditor"

ASIC disqualifies SMSF auditor

ANNABELLE DICKSON  |  WEDNESDAY, 30 JUN 2021
The corporate regulator has disqualified a self-managed superannuation fund (SMSF) auditor for breaching independence and auditing standards. ASIC found that Gordon Victor Shrubsole from Miranda, New South Wales lacked independence during the process ...

Fidelity changes up global equities team

KANIKA SOOD  |  FRIDAY, 11 JUN 2021
... Fidelity Investments for over 17 years. Lodha previously worked at Citigroup as an anlayst and is a former KPMG senior auditor. His portfolio management responsibilities will end June 30, but he will stay on as a senior adviser until September 2021 to ...

Halifax auditors face criminal charges

ELIZABETH MCARTHUR  |  TUESDAY, 8 JUN 2021
... auditing standards and were mentioned in Downing Centre Local Court today. ASIC has brought three charges against the auditor relating to the audits of the profit and loss statements and balance sheets of Halifax Investment Services. The regulator alleges ...

CFAs not immune to pay cuts

KANIKA SOOD  |  TUESDAY, 8 JUN 2021
About 15% of CFAs working as investment professionals had a pay cut related to COVID-19, according to a new survey that says pay remained relatively resilient during the pandemic. CFA Institute surveyed 4600 investment professionals from its member ...

KPMG names risk consulting partners

ANNABELLE DICKSON  |  FRIDAY, 4 JUN 2021
... AIA New Zealand and spent three years at ASB Bank as executive general manager, corporate strategy and chief internal auditor. de Wit was also a partner at EY in Auckland providing strategy, improvement and risk management advice to banking, insurance ...

Global Merces MD cops ASIC ban

KARREN VERGARA  |  MONDAY, 31 MAY 2021
The corporate regulator has banned Holly Grofski, the managing director of Global Merces Funds Management, from working in financial services for six months. ASIC's banning order is in addition to the criminal charges Grofski is facing, which alleges ...

ASIC cancels AFSLs

ANNABELLE DICKSON  |  TUESDAY, 25 MAY 2021
The corporate regulator has cancelled the Australian financial services licences (AFSL) of two providers for failing to lodge audited financial accounts and failing to maintain an AFCA membership. Victorian-based financial services provider and mortgage ...

Fund manager hit with serious charges

KARREN VERGARA  |  FRIDAY, 21 MAY 2021
The former managing director of Global Merces Funds Management, which is now in liquidation, has been slapped with criminal charges for dishonest conduct and providing dodgy information about the fund's affairs. The court determined that Holly Grofski ...

NZ Super Fund appoints two GMs

KARREN VERGARA  |  WEDNESDAY, 7 APR 2021
... responsible for the finance, tax, internal audit and investment operations teams. Steed is the current chief internal auditor at ASB Bank, and previously worked as chief financial officer at UDC Finance and division financial controller at ANZ. She also ...

Dodgy SMSF operator loses appeal

ELIZABETH MCARTHUR  |  FRIDAY, 12 MAR 2021
... self-managed superannuation funds (SMSFs) had been audited when in fact they had not. Following a referral from the ATO over SMSF auditor number misuse, the TPB found that Cross and his partner had failed to act honestly or with integrity and had failed ...