Search Results | Showing 111 - 120 of 769 results for "AFSL" |
| | ... a lifeline after ASIC's recent crackdown by giving them the option of continuing to influence with the coverage of an AFSL. A Rich Life has around 400 paying subscribers that receive information including news, the arts, stocks, and investing education. ... |
| | | The Federal Court has found that Select AFSL (Select), BlueInc Services Pty Ltd (BlueInc) and Insurance Marketing Service Pty Ltd (IMS) engaged in unconscionable conduct when selling insurance products. The Court also found Russell Howden, the managing ... |
| | | ... management processes. The regulator alleges that Lanterne has on multiple occasions failed to meet its obligations as an AFSL holder, including a failure to meet organisational competence requirements. ASIC deputy chair Sarah Court said: "ASIC is concerned ... |
| | | ... period, only 546 new advisers were registered. In the last six months, SMSF Advisers Network lost the most advisers for any AFSL at 285. It's also lost the most advisers in the last 12 months, shedding 410. In terms of gains, Ord Minnett added 68 ... |
| | | Melbourne-based BTC Markets has become Australia's first crypto exchange to successfully go through the full AFSL application process, via sister company BTCM Payments. BTC Markets said the AFSL will enable it to further bridge the crypto and traditional ... |
| | | ... cybersecurity. Just last week, in what was an Australian-first, the Federal Court found RI Advice failed its obligations as an AFSL holder by failing to have adequate systems in place to manage cybersecurity risks. ASIC says the determination should ... |
| | | ... obligations has led to a noticeable increase in the number of breaches being reported," the report states. "Importantly, only AFSL holders were subject to the breach reporting regime prior to 1 October 2021. The increases relate to them, as ACL holders ... |
| | | ... most Dixon Advisory clients have transitioned to alternate financial services providers of their choice. The terms of the AFSL suspension allow Dixon Advisory's licence to continue to operate until 9 May 2022 so that existing clients who have not yet ... |
| | | More than 3000 financial advisers left the industry in the last 12 months, according to Rainmaker's most recent analysis of the ASIC Financial Adviser Register. The number of ASIC-registered financial advisers decreased 15% through the 12 months to ... |
| | | ... local presence, global firm Blacktower Financial Management Group has launched in Australia. Blacktower first gained its AFSL and publicised its plans for Australian operations in October last year. The Blacktower website lists Sydney's Martin Place ... |
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