Search Results | Showing 1271 - 1280 of 9006 results for "Regulator" |
| | | ASIC has stripped the Australian financial services licence (AFSL) of Aretean Ltd Pty, trading as Aretean Capital, following the fund manager's failure to comply with its obligations. Aretean Capital boasts assets under management of over $250 million ... |
| | | | ASIC cancelled or suspended 239 AFS licences (AFSLs) in the 2024 financial year, which is 9% lower than the prior period. Report 797 Licensing and professional registration activities, which tracks licensing and professional registration activities ... |
| | | | ... consequences for members who end up paying multiple sets of fees, eroding their superannuation balance over time. The regulator said in this case, approximately 90,000 AustralianSuper members were affected, with total cost to members of approximately ... |
| | | | The $3 million superannuation tax passed the lower house yesterday afternoon with a majority vote count of 52:9, however attempts to see the tax indexed were shot down. The Treasury Laws Amendment (Better Targeted Superannuation Concessions and Other ... |
| | | | ... ASIC said. Hazell also failed to reasonably engage with a professional body when conduct concerns were identified, the regulator added. ASIC determined that Hazell is likely to contravene his obligations as an adviser and, in the interests of consumers ... |
| | | | The Federal Court ordered the wind up of Global Capital Property Fund (GCPF) shortly after director Joel Hewish was banned from working in the industry for 10 years. The hearing on October 3 appointed FTI Consulting as liquidators to GCPF after ASIC ... |
| | | | FinClear subsidiary FCX, a platform for facilitating private market secondary transactions, has been granted a "first-of-its-kind" Australian Market Licence and Clearing Settlement Facility Licence by ASIC and the Reserve Bank of Australia (RBA). The ... |
| | | | ... intervened in the proceedings because it held concerns about ISG's financial, governance, and compliance positions. The regulator said some investors in the schemes also intervened, proposing that different receivers than those proposed by Godfrey and ... |
| | | | ... among choice product offerings," APRA deputy chair Margaret Cole warned earlier referring to the issue. The prudential regulator has called for a more robust product governance needed to be placed. "This includes determining an appropriate target market ... |
| | | | The Federal Court threw out ANZ's appeal against a ruling it breached continuous disclosure laws relating to a 2015 institutional share placement and upheld the bank pay the $900,000 penalty. ASIC took action on ANZ in 2018, alleging it failed to notify ... |
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