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Showing 1261 - 1270 of 3145 results for "Peter"

ASIC bans former Westpac-aligned adviser

ALEX BURKE  |  FRIDAY, 16 OCT 2015
... authorisation. "The investing public needs to be able to trust those who provide financial services," said ASIC deputy chair Peter Kell. "ASIC will act to ensure advisers who flout the law and who disregard their legal obligations are removed from the ...

Reversal of fortunes

BENJAMIN ONG  |  MONDAY, 12 OCT 2015
... Investment Management head of fixed income and fixed interest Vimal Gor joined Ray Dalio (founder of Bridgewater Associates) and Peter Schiff (Chairman of SchiffGold, CEO and Chief Global Strategist of Euro Pacific Capital) and... (cough, cough) yours ...

New IAG boss signals digital disruption focus

MARK SMITH  |  WEDNESDAY, 7 OCT 2015
... embrace digital disruption in naming the person to replace the retiring Mike Wilkins as managing director and chief executive. Peter Harmer will take over the role on 16 November 2015, though Wilkins, who led the business for seven years, will stay on ...

ASIC hits advice firm with more licence conditions

ALEX BURKE  |  FRIDAY, 2 OCT 2015
... that deficiencies in licensee guidance and supervision can lead to systemic misconduct by advisers," said ASIC deputy chair Peter Kell. ASIC's statement concluded by acknowledging "the cooperation of TFSA to date in taking steps to acknowledge ASIC's ...

ASIC bans ex-Genesys adviser

ALEX BURKE  |  THURSDAY, 1 OCT 2015
... consumers seeking life insurance can be confident that their adviser will provide appropriate advice," said ASIC deputy chair Peter Kell. Up until his banning, Zelka worked for NEO Financial Solutions. Another NEO adviser, Alfie Chong, who formerly with ...

Macquarie announces new chair

ALEX BURKE  |  MONDAY, 28 SEP 2015
Macquarie Group has filled its vacant chairman position. On 31 March 2016, Peter Warne will succeed outgoing chair Kevin McCann, who announced his retirement from the position on September 24. Warne is currently a non-executive director at the group ...

ASX to set up shop in Hong Kong

STAFF WRITER  |  FRIDAY, 25 SEP 2015
... the world's fastest growing economic region and the source of increasing ASX customer flows," ASX deputy chief executive Peter Hiom said. "Being closer to our customers in the region allows ASX to deliver a more timely, informed and competitive service," ...

New faces to lead financial services policy reform

LAURA MILLAN  |  MONDAY, 21 SEP 2015
... in Turnbull's Cabinet and is no stranger to the nuances of the financial services industry. She was a policy adviser to Peter Costello for four years, has served as chairman of the House of Representatives Standing Committee on Economics from 2013 and ...

OPINION: Why ditching the monarchy makes sense in the Asian century

ANDREW BRAGG, DIRECTOR OF POLICY AT THE FINANCIAL SERVICES COUNCIL  |  MONDAY, 21 SEP 2015
... money and flag. In August, the Australian Republican Movement was rebooted under the leadership of author and journalist Peter FitzSimons as chairman and Tim Mayfield as national director. The latest iteration of the republic debate offers a chance for ...

Direct investment options are not SMSFs

DARREN SNYDER  |  FRIDAY, 18 SEP 2015
... back of a warning to superannuation trustees A by the Australian Securities and Investments Commission (ASIC). Commissioner Peter Kell said occasionally the promotion of member-direct or self-managed investment options gave the impression members were ...