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Showing 1251 - 1260 of 1310 results for "Audit"

New guidelines on conflicts for AFS applicants

... updates to its licensing guides. The conflicts management obligations are part of the Corporate Law Economic Reform Program (Audit Reform and Corporate Disclosure) (CLERP 9) legislation and have been reflected in the new versions of the AFS Licensing ...

ASIC bans accountant for good

ASIC has banned Ramon Osborne from providing financial services permanently because he is insolvent under administration and the regulatory authority had serious concerns over his ability to comply with financial service laws in the future. Osborne ...

More confidence in financial planners

A CPA Australia survey has revealed increased investor and business confidence in financial planners. CPA Australia manager financial planning Chris Benson said the feedback was encouraging for the industry following the Australian Consumer Association ...

ATO cracks down on SMSFs

... superannuation funds (SMSFs) and is in the process of formulating a three-step process to help determine which SMSFs to audit. As SMSFs continue to proliferate at a rate of approximately 2,500 new funds per month, the ATO has recognised the need to prioritise ...

UniSuper Trustee investigated by ASIC on disclosure and complaints handling

ASIC has accepted an enforceable undertaking from the trustee of the UniSuper Fund regarding its disclosure and complaints handling procedures. The undertaking follows the regulator's investigation into UniSuper's failure to provide member statements ...

Managing director pleads guilty to fraud

Gregory Waring has pleaded guilty in the Victorian County Court to five charges under the Crimes Act and two charges under the Corporations Act relating to his conduct as managing director of Corrpro Australia (Corrpro). The Commonwealth director of ...

Increased need for full-time accounting staff

... pre-federal election uncertainty. Each individual state needed different types of professionals with NSW looking for analysts and audit professionals to review business efficiencies, the ACT seeking qualified accountants to help with the increased focus ...

ASIC accepts National Australia Bank's enforceable undertaking

... January this year. The enforceable undertaking requires National to produce a series of reports to be subject to independent audit scrutiny. The reports are to ensure the National identifies, records and informs ASIC regarding breaches of its AFSL, and ...

Investor Group acquires MGI Wamstekers for merger

AAP  |  THURSDAY, 12 AUG 2004
... capability and, in particular, will provide the MGI Wamstekers existing client base with access to specialist tax advice, audit and corporate advisory services as well as personal financial services.\" White said WHK Greenwoods and MGI Wamstekers already ...

NAB's Irish woes could mean a further downgrade, says analyst

AAP  |  WEDNESDAY, 28 JUL 2004
... anyone suffering loss. Another $49 million has already been paid in legal and bank costs, $11.4 million for an Inland Revenue audit and $22 million will be spent refunding customers lost fees and outstanding interest. The Irish bank has also set up a ...