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| | | ... it advised and executed unlawful cross trades to mitigate its overvaluation of fund assets," SEC Miami Regional Office director Eric I. Bustillo said. "Utilising a third-party pricing service does not negate an investment adviser's obligation to value ... |
| | | | A public inquiry into the collapse of Dixon Advisory will soon launch after the Financial Advice Association Australia (FAAA) gained support from Senator Pauline Hanson in the senate yesterday. After pounding the pavement for months, the FAAA has successfully ... |
| | | | ... for investors who are able to harvest an attractive premium from private corporate lending," Arrowpoint joint managing director Andrew McDonnell said. "From an economic standpoint, the ability for an alternative lender such as Arrowpoint to come in and ... |
| | | | ... the foreseeable future," Perpetual said. In a statement to Financial Standard, Wheelhouse Investment Partners managing director Alastair MacLeod said: "Following a thorough and considered review, we've mutually agreed to close the funds and wind ... |
| | | | The former director for Guevara Capital Access (GCA) and Online Trading Capital (OTC) has yesterday admitted he dishonestly obtained a financial advantage by deception in the Downing Centre District Court. Mark McCabe has pleaded guilty to three offences ... |
| | | | ... Saville Financial Planning senior financial planner and chief executive Cameron Forbes, and Complete Financial Providence director and financial adviser Nick Carmichael told the recent Activam Act Conference how they approach financial advice from the ... |
| | | | ... more homecare services, build new homes and refurbish existing ones, offering more beds," UnitingCare Australia national director Claerwen Little said. "Every Australian deserves to age with dignity regardless of their financial circumstances and we ... |
| | | | The former Australian managing director of Fidelity will soon be the regional sales lead for Robeco. Lawrence Hanson has been appointed head of sales, APAC for the Rotterdam-based manager, effective November 11. He will oversee Robeco's sales efforts ... |
| | | | BUSSQ board members Jacqui Collie and Michael Ravbar, both of whom are senior Construction, Forestry, and Maritime Employees Union (CFMEU) officials, have been replaced effective immediately. The administrator for the Queensland branch of the CFMEU ... |
| | | | ... third of regulated superannuation funds for membership, cash flow and investment returns. Baird currently serves as a director of the Australian Centre for Rural Entrepreneurship, which supports emerging entrepreneurs and businesses in rural communities. ... |
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