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Showing 1231 - 1240 of 2862 results for "Standards"

Existing but unregistered advisers at risk

JAMIE WILLIAMSON  |  THURSDAY, 2 AUG 2018
... FAR between 1 January 2016 and 1 January 2019 will be recognised as an existing provider under the new professional standards. "Therefore, financial advisers who are currently authorised to provide personal advice to retail clients on more complex financial ...

AFSL launches new IFA dealer service

JAMIE WILLIAMSON  |  THURSDAY, 2 AUG 2018
... technical skills," he said. "Through Affinia Access we are equipping AFSLs with sound advice infrastructure, professional standards frameworks and management strategies to create a service offering suited to the specific needs of their business and c ...

FSC aggregates insurance industry data

KANIKA SOOD  |  THURSDAY, 26 JUL 2018
... the Trustee obligations in the existing FSC Code of Practice means consumers will be able to find the minimum service standards they can expect from insurers - such as paying income protection claims within two months and keeping customers appraised ...

Nicholas Moore to retire from Macquarie Group

HARRISON WORLEY  |  THURSDAY, 26 JUL 2018
... annual general meeting address to shareholders, chairman Warne said the group was committed to achieving the highest standards of professional conduct across all operations, and effective consequence management. He added Macquarie Group made submissions ...

FASEA bumps adviser CPD to 50 hours

JAMIE WILLIAMSON  |  WEDNESDAY, 25 JUL 2018
... will need to complete 50 hours of continuing professional development under new proposals from the Financial Adviser Standards and Ethics Authority. Releasing its draft guidance on CPD, FASEA is proposing the number of hours advisers are required to ...

Industry fund signs stewardship code

HARRISON WORLEY  |  TUESDAY, 24 JUL 2018
... activities." In joining the code, ACSI boss Davidson said VicSuper had taken a "leading role in setting best practice standards for the disclosure and management of stewardship activities." Hostplus is expected to sign on to the code by the end of 20 ...

FASEA releases professional year guidance

JAMIE WILLIAMSON  |  TUESDAY, 24 JUL 2018
The Financial Adviser Standards and Ethics Authority released its guidance on the professional year that all new advisers will be required to complete from 1 January 2019. FASEA proposes the professional year be designed to ensure the practical learning ...

CPA Australia scraps advice offering

JAMIE WILLIAMSON  |  MONDAY, 23 JUL 2018
... wishing to provide advice. "Taking into account the uncertainty created by the potential impacts of the Financial Adviser Standards and Ethics Authority (FASEA), increased regulation and costs, as well as potential outcomes from the Financial Services ...

Three attempts at adviser exam is fair: Poll

KARREN VERGARA  |  MONDAY, 23 JUL 2018
... poll shows. Overall, the exam's content, structure and 65% scaled pass score as proposed by the Financial Adviser Standards and Ethics Authority (FASEA) is deemed fair and reasonable, according to the majority (62%) of participants we polled last ...

AMP dumps Horizons program

JAMIE WILLIAMSON  |  FRIDAY, 20 JUL 2018
... education and training course for financial advisers. Open to those with a degree approved by the Financial Adviser Standards and Ethics Authority, the new Adviser Pathways program is a two to three-year course designed to meet the evolving needs of ...

Editor's Choice

Global X awards mandate for ETF business

ELIZA BAVIN
Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA
Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI
The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA
MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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