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| | | ... discussions but said they were around concerns some stakeholders had raised. "Stakeholders have raised concerns with us. In order for us to understand it better, we might have done some modelling, and that is for us to provide good advice to government," ... |
| | | | ... involved in financial services business, and controlling any entities that uphold a financial services business. The ban order was made effective from 30 June; however, Archibald applied to the Administrative Review Tribunal (ART) on 2 July to appeal ... |
| | | | ASIC has reported an increase of 50% in investigations and an almost 20% rise in new civil enforcement proceedings in the financial year 2025. In its report for the full year, ASIC highlighted a ramp up in its enforcement activity and work to address ... |
| | | | La Trobe Financial (La Trobe) has named Dan Baker as the new chief liquidity officer. Baker brings over two decades of experience in liquidity, treasury, and market risk to the role. He joins La Trobe following his most recent role as the treasurer ... |
| | | | Too many auditors are failing the independence test and breaching conflicts of interest obligations, according to an ASIC investigation. A review of 15 audit firms saw nine did not meet rotation requirements while five of them had "relevant relationships" ... |
| | | | ... deliver every service I can to them within that price target. Then what I do is layer and rebate and subsidise areas in order to get that price target for our clients. It's a different approach," he said. Culture is king For Baragwanath, renewing ... |
| | | | ASIC has launched proceedings in the Supreme Court of NSW against Fiducian Investment Management, alleging it breached its duties as a responsible entity and engaged in misleading and deceptive conduct about its environmental, social and governance ... |
| | | | ... funds, multiple Pengana offerings, and the La Trobe Private Credit Fund which was recently subjected to an ASIC interim stop order. Others include the Melior Australian Impact Fund, WaveStone Australian Share Fund, Bennelong Australian Equities Fund ... |
| | | | ASIC has withdrawn restrictions on two of the three La Trobe Financial funds that were halted last week. The two funds now reopen to investment are the 12 Month and 2 Year Accounts of the La Trobe Australian Credit Fund. In addition, La Trobe Direct ... |
| | | | ... polled. Collectively, participants reported US$19 trillion in assets under management. The survey indicated a disrupted world order has engendered a global shift in asset allocation. |
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