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Showing 101 - 110 of 1221 results for "Licensees"

Iress expands wealth team with multiple new roles

ANDREW MCKEAN  |  WEDNESDAY, 22 JAN 2025
... formerly a national account manager at Morningstar, as head of partnerships. He'll work with other technology solutions, licensees, and product providers across investments, risk, and platforms. David Collins has been appointed as the new head of digital ...

HUB24 shutters Xplore Wealth MDA services

ANDREW MCKEAN  |  TUESDAY, 21 JAN 2025
... market leadership and focus on delivering customer service excellence. HUB24's proposition continues to resonate with licensees and advisers with the business uniquely positioned to capture opportunities from new and existing client relationships," the ...

Super admin providers face reckoning in 2025: Finura

KARREN VERGARA  |  MONDAY, 20 JAN 2025
... exponentially this year. "Traditionally, major software companies have had standard pricing they offered as discounts to large licensees and large dealer-to-dealer communities with the view that there was a group buying power advantage," Worn said. "The ...

Adviser number growth shoots?

ANDREW MCKEAN  |  FRIDAY, 10 JAN 2025
... players, such as Entireti, Count, and Centrepoint Alliance, effectively replacing the "big six." "We're seeing some big licensees come through off the back of the big six essentially exiting advice," Ramrakha said. "That's something that's worth watching ...

Morgans Financial crowned largest licensee

KARREN VERGARA  |  WEDNESDAY, 8 JAN 2025
... modelling of the ASIC Financial Advisers Register shows. Alliance Wealth's 367 advisers rounds up the top three largest licensees in Australia. Count Financial (344), Interprac Financial Planning (321), Charter Financial Planning (296), Lifespan ...

Sanlam Private Wealth breaches licensee obligations, hit with enforceable undertaking

MATTHEW WAI  |  MONDAY, 6 JAN 2025
... the law and to oversee those who used its licence to offer risky financial products to retail clients, Court said. "Licensees like Sanlam must have robust compliance processes that are fit-for-purpose to ensure that those who operate under their licence ...

Court finds CFD issuers engaged in 'unconscionable conduct'

ELIZA BAVIN  |  MONDAY, 23 DEC 2024
... financial services under an AFSL to customers outside of Australia. Justice Wigney held that the general obligations of AFS licensees are not limited to financial services provided to customers in Australia. ASIC warned CFD issuers in 2019 that it would ...

Trustee valuation processes 'concerning': APRA review

JAMIE WILLIAMSON  |  TUESDAY, 17 DEC 2024
... Governance, which was updated in January 2023. The review involved assessing detailed responses and data from 23 RSE licensees overseeing $2.7 trillion. The regulator said that while things have broadly improved since its last review in 2021, a "significant ...

Oaktree completes $240m AZ NGA deal

MATTHEW WAI  |  TUESDAY, 17 DEC 2024
... Australia-further enhanced by the recent acquisition of 16 financial planning firms from AMP." AMP's recently sold its advice licensees to Entireti and AZ NGA, which has seen some 950 advisers across relevant branches transitioning to the two companies. ...

South Australian financial adviser slapped with seven-year ban

ANDREW MCKEAN  |  FRIDAY, 6 DEC 2024
... Tribunal. Davis was an adviser at Wise Investment Advisers from June 2015 until August of this year. He's been with several licensees over the years, including Financial Wisdom for five months in 2011, Professional Investment Services for the year to ...