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Showing 101 - 110 of 124 results for "Insider trading"

Citigroup not guilty of insider trading

HAMISH MADDEN  |  FRIDAY, 29 JUN 2007
... the Australian Securities and Investments Commission (ASIC), the Federal Court found Citigroup did not engage in insider trading and did not contravene the conflict of interest provisions of the Corporations Act. ASIC alleged that Citigroup had acted ...

Market wrap - midday

AAP  |  THURSDAY, 28 JUN 2007
... Court in Sydney, a decision will be handed down in the Australian Securities and Investments Commission's (ASIC) insider trading case against Citigroup. The Australian stock market closed sharply lower yesterday, following weakness on United States equity ...

Market wrap - morning

AAP  |  THURSDAY, 28 JUN 2007
... Court in Sydney, a decision will be handed down in the Australian Securities and Investments Commission's (ASIC) insider trading case against Citigroup. The Australian stock market closed sharply lower yesterday, following weakness on United States equity ...

ASIC and Citigroup lock horns on insider trading

... penalty proceedings in the Federal Court against Citigroup Global Markets Australia in a landmark case on alleged insider trading activities. Back in August 2005, Citigroup acted as an adviser to Toll Holdings Limited (Toll) in its $4.6 billion takeover ...

NZ securities reforms pass legislature

ALEX DUNNIN  |  FRIDAY, 13 OCT 2006
... Takeovers Act 1993 and the Takeovers Code. Dalziel said the new framework has many important elements, including new insider trading rules, comprehensive prohibitions against market manipulation, simplification of the substantial security holder regime ...

ASIC pursues Citigroup for alleged insider trading

... Commission (ASIC) has made serious allegations that Citigroup Global Markets Australia has engaged in substantial insider trading activity. ASIC filed a civil proceeding in the Federal Court against Citigroup, alleging conflicts of interest breaches ...

Insider trading fears undermining investor confidence

... report is how it highlights the significant mismatch between what companies should be doing to allay fears of insider trading and what they were really doing. "Insider trading, whether real or perceived, brings with it community, litigation and regulatory ...

Rivkin contender puts forward names

... released its nominations to the board after a court ruling decided on costs in a recent case regarding alleged insider trading. Network Limited, the third largest stakeholder in RFS last week called a general meeting for February aimed at removing Farooq ...

Former Hart executive director pleads guilty to insider trading

Former Hart executive director Mr John Sweetman pleaded guilty yesterday to insider trading. Following an investigation by ASIC Mr Sweetman was charged in May 2003 with two counts of insider trading in the shares of Harts Australasia. The investigation ...

ASIC flexes civil powers

... Australian Securities and Investments Commission (ASIC) has for the first time filed civil proceedings alleging insider trading against John Petsa and March Milot. "This is the first time ASIC has taken civil penalty proceedings for a breach of the insider ...