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Showing 101 - 110 of 126 results for "Insider trading"

Market wrap

AAP  |  FRIDAY, 14 MAR 2008
... around leveraged investors. NEW YORK - The vice chairman of the International Securities Exchange was charged with insider trading on Thursday, accused of leaking confidential information about the $2.8 billion takeover of the options and stock exchange ...

Listed cos fail compliance test

MICHAEL HOBBS  |  MONDAY, 10 MAR 2008
... failed to comply with share trading rules today compared to four years ago, raising questions on the prevalence of insider trading and the influence of the country's regulators. The number of top Australian company directors that bought shares two months ...

Citigroup not guilty of insider trading

HAMISH MADDEN  |  FRIDAY, 29 JUN 2007
... the Australian Securities and Investments Commission (ASIC), the Federal Court found Citigroup did not engage in insider trading and did not contravene the conflict of interest provisions of the Corporations Act. ASIC alleged that Citigroup had acted ...

Market wrap - midday

AAP  |  THURSDAY, 28 JUN 2007
... Court in Sydney, a decision will be handed down in the Australian Securities and Investments Commission's (ASIC) insider trading case against Citigroup. The Australian stock market closed sharply lower yesterday, following weakness on United States equity ...

Market wrap - morning

AAP  |  THURSDAY, 28 JUN 2007
... Court in Sydney, a decision will be handed down in the Australian Securities and Investments Commission's (ASIC) insider trading case against Citigroup. The Australian stock market closed sharply lower yesterday, following weakness on United States equity ...

ASIC and Citigroup lock horns on insider trading

... penalty proceedings in the Federal Court against Citigroup Global Markets Australia in a landmark case on alleged insider trading activities. Back in August 2005, Citigroup acted as an adviser to Toll Holdings Limited (Toll) in its $4.6 billion takeover ...

NZ securities reforms pass legislature

ALEX DUNNIN  |  FRIDAY, 13 OCT 2006
... Takeovers Act 1993 and the Takeovers Code. Dalziel said the new framework has many important elements, including new insider trading rules, comprehensive prohibitions against market manipulation, simplification of the substantial security holder regime ...

ASIC pursues Citigroup for alleged insider trading

... Commission (ASIC) has made serious allegations that Citigroup Global Markets Australia has engaged in substantial insider trading activity. ASIC filed a civil proceeding in the Federal Court against Citigroup, alleging conflicts of interest breaches ...

Insider trading fears undermining investor confidence

... report is how it highlights the significant mismatch between what companies should be doing to allay fears of insider trading and what they were really doing. "Insider trading, whether real or perceived, brings with it community, litigation and regulatory ...

Rivkin contender puts forward names

... released its nominations to the board after a court ruling decided on costs in a recent case regarding alleged insider trading. Network Limited, the third largest stakeholder in RFS last week called a general meeting for February aimed at removing Farooq ...