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Showing 101 - 110 of 389 results for "Clearing"

ASIC enforces licence conditions on ASX

ANNABELLE DICKSON  |  WEDNESDAY, 24 NOV 2021
... conditions to mitigate risks for future upgrades. Conditions have been imposed on the market licence of ASX Limited, and the clearing and facility licence of ASX Clear and ASX Settlement. The conditions on the market licence address underlying issues ...

Macquarie Equities awards back-office mandate

KARREN VERGARA  |  TUESDAY, 26 OCT 2021
Macquarie Equities awarded a third-party clearing and settlements mandate to Third Party Platform. TPP, the subsidiary of ASX-listed Bell Financial Group, will begin servicing Macquarie Equities' private bank and wrap platform this month. TPP has ...

FinClear wins Ord Minnett mandate

KARREN VERGARA  |  MONDAY, 18 OCT 2021
Ord Minnett handed down a third-party clearing services mandate to FinClear for an agreed term of five years. The deal will integrate FinClear into Ord Minnett's workflows and bring EL&C Baillieu staff across to FinClear. Ord Minnett acquired EL&C ...

FinClear scores clearing mandate

JAMIE WILLIAMSON  |  WEDNESDAY, 13 OCT 2021
... first client acquisition since acquiring Pershing Australia, FinClear has signed an agreement to provide third-party clearing services to a global broker-dealer. FinClear secured the deal with Velocity Trade, ending the latter's relationship with UBS. ...

Shaw and Partners awards tech mandate

ANNABELLE DICKSON  |  MONDAY, 11 OCT 2021
... efficiently than ever," Shaw and Partners co-chief executive Earl Evans said. LABform connects directly to Shaw and Partners' clearing and settlement agent, FinClear to sequence new applications with the relevant cash settlement bank account number and ...

Carolyn Colley joins Milford board

ELIZABETH MCARTHUR  |  THURSDAY, 30 SEP 2021
... operations at Bankers Trust Company. She is also an independent non-executive director of the subsidiary settlement and clearing boards of the ASX, IOOF's Superannuation Trustees, Smartgroup and Chartered Accountants Australia and New Zealand. Milford ...

Adviser support services a boon for Sequoia

KARREN VERGARA  |  TUESDAY, 24 AUG 2021
... business. Sequoia's other three business units are technology solutions for advisers and accountants; online brokerage; and clearing and settlements services. As for its self-managed super fund administration offering, Crole said with about 10,000 accounting ...

Regulators urge wider DDO adoption

JAMIE WILLIAMSON  |  WEDNESDAY, 30 JUN 2021
... features, such as insurance. According to the notes, there is also confusion around whether the requirements apply to clearing houses. ASIC confirmed clearing houses are caught by the DDOs, but said it welcomes industry views on this and will continue ...

ASIC cancels BBY licence

KANIKA SOOD  |  TUESDAY, 29 JUN 2021
... (Auckland and Wellington), New York and London. It was also a market participant of ASX, Chi-X and SSX (formerly APX), and a clearing and settlement participant of the ASX. On 17 May 2015 KPMG was appointed as joint and several voluntary administrators ...

Stake taps FinClear for ASX offering

ELIZABETH MCARTHUR  |  FRIDAY, 25 JUN 2021
Magellan-backed FinClear has been selected by Stake for trading, execution and clearing services as it moves into Aussie equities. Commission-free digital brokerage platform Stake recently announced it will add Australian equities to its platform, after ...