Search Results | Showing 1121 - 1130 of 6463 results for "regulatory" |
| | | ... continue to act, and act early, to deter bad behaviour whenever appropriate and however caused. We're willing to test the regulatory parameters where they're unclear or where corporations seek to exploit perceived gaps," has previously said. Holding ... |
| | | | APRA and ASIC have released more information about the Financial Accountability Regime (FAR) in preparation for the March 15 launch date. The regulators unveiled several key materials for the financial services sector, which were under consultation ... |
| | | | ... working in superannuation in 1993, joining the Insurance and Superannuation Commission - now the Australian Prudential Regulatory Authority - to lead the research program developing the first official quarterly super industry surveys. This followed three ... |
| | | | ... high quality and affordable financial advice. We look forward to engaging with the shadow minister on the many current regulatory matters in our space, including the Quality of Advice Review reforms, and addressing the escalating costs to provide financial ... |
| | | | ... made to the media, approval for an ASX-listed Bitcoin ETF is not imminent. "There are still a number of hurdles from a regulatory and exchange framework perspective that must be worked through as well as approval from ASIC, before we will see a Bitcoin ... |
| | | | ... years, she is recognised for overseeing multibillion-dollar funds under management initiatives and as an expert in regulatory and compliance practices." He added that the group is repositioning following its recent acquisition of Certane Corporate Trust ... |
| | | | ASIC is pushing for Prospero Markets to be wound up following revelations that it was linked to one of Australia's biggest-ever money-laundering operations. Former officers and responsible managers of over-the-counter (OTC) derivatives issuer Prospero ... |
| | | | ... July 2023 to protect Australians from digitally enabled misconduct. According to ASIC's latest enforcement and regulatory update, it has secured almost $60 million in civil penalties and nine criminal convictions relating to scamming in the half ... |
| | | | ... Bennelong Funds Management, where, as chief client strategy officer, she oversaw product development and management, regulatory affairs, and corporate sustainability. Earlier she spent two years at Milliman as a director of insights and strategy, following ... |
| | | | ASIC has secured sequestration orders against finfluencer Tyson Scholz, the self-proclaimed 'ASX Wolf,' effectively declaring him bankrupt. The corporate regulator sought sequestration orders against Scholz for not paying Federal Court-mandated costs ... |
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