Search Results | Showing 91 - 100 of 190 results for "Commonwealth Director of Public Prosecution" |
| | | A former New South Wales financial adviser has appeared in court over 19 fraud-related charges brought by ASIC. Following an investigation by the regulator, Gabriel Nakhl faced the Local Court of New South Wales yesterday, accused of engaging in dishonest ... |
| | | | The former CEO of collapsed debenture issuer, Wickham Securities, has pleaded guilty to a string of charges brought by ASIC, including fraud. In a statement the regulator said 50-year-old Garth Robertson of Parrearra on the Sunshine Coast pleaded guilty ... |
| | | | A former financial adviser and accountant has been charged with multiple counts of fraud involving approximately $800,000. Satvir Birk, of Reedy Creek, appeared in Southport Magistrates Court charged with five counts of fraud, carrying a maximum penalty ... |
| | | | A banned former Commonwealth Financial Planning adviser has been charged for forging client documents. Following an ASIC investigation, Gold Coast man Ricky David Gillespie, 38, has appeared in the Southport Magistrates Court on one rolled-up charge ... |
| | | | Treasurer Joe Hockey will allocate millions to a taskforce that will fight "serious and organised financial crime." The Government will provide $127.6 million over four years to the Serious Financial Crime Taskforce to investigate and prosecute cases ... |
| | | | Avestra Asset Management has been convicted and fined $40,000 for breaching takeover laws according to the Australian Securities and Investments Commission (ASIC). Avestra Asset Management failed to notify the market it had acquired a substantial stake ... |
| | | | A former Moody's analyst has pleaded guilty to passing on inside information which enabled a friend to make more than $180,000 trading shares. Daniel Joffe, 37, of Vaucluse, passed on information acquired in the course of his duties to Nathan Stromer ... |
| | | | The Commonwealth Director of Public Prosecutions has withdrawn its charge against former Storm Financial adviser Walter John Fullerton-Smith, following the death of a key witness. Fullerton-Smith faced a charge of making a false or misleading statement ... |
| | | | A share trader was jailed for 18 months for fraudulently misappropriating $260,000 from two investors and using the money for his own personal benefit. New South Wales-based William John Jones will serve 10 months before being eligible for parole. He ... |
| | | | An adviser who defrauded investors out of $1 million to rent sports cars and buy a house has been jailed for more than five years following an investigation by the Australian Securities and Investments Commission (ASIC). Carlo Cini, a former director ... |
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