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Showing 91 - 95 of 95 results for "ASIC Financial Adviser"

FASEA reforms see ASIC register swell

JAMIE WILLIAMSON | TUESDAY, 8 JAN 2019

Calls for existing financial advisers to join ASIC's Financial Advisers Register (FAR) were answered in 2018. More than 3300 names were added throughout the year. Rainmaker analysis of the ASIC Financial Advisers Register shows advisers registered ...

Code of ethics still the main game: FPA

DARREN SNYDER | MONDAY, 19 NOV 2018

... first public address. The FPA's head of policy and standards also briefly spoke about some updates to the ASIC Financial Adviser Register (FAR), which were meant to come into effect from January but have been delayed until next November. He also spoke ...

Dealer groups lift due diligence post Dover

JAMIE WILLIAMSON | MONDAY, 17 SEP 2018

... alternative licensing arrangements. Hundreds were successful in doing so before the July 6 deadline, but latest ASIC Financial Adviser Register data shows more than 100 financial advisers are still without an AFSL or have left the industry. Of the 394 ...

Pressure mounts on regional advice

JAMIE WILLIAMSON | MONDAY, 23 JUL 2018

... risk of being further undermined as the fallout from the Royal Commission continues. An analysis of the ASIC Financial Adviser Register (FAR) shows 4700 financial advisers are operating outside of Australia's capital cities. This number represents ...

MGP responds to Henderson's RC hearing

JAMIE WILLIAMSON | FRIDAY, 27 APR 2018

... his education, Orr highlighted that the document purports Henderson to hold a Masters of Commerce. The ASIC Financial Adviser Register shows Henderson as having attained a Bachelor of Commerce in 2005 from the University of Western Sydney. "Was that ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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