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Showing 1081 - 1090 of 1894 results for "Determine"

Former Fidante-aligned boutique targeted by UK regulator

JAMIE WILLIAMSON  |  THURSDAY, 30 NOV 2017
A former Fidante Partners-aligned boutique and a $94 billion BNY Mellon subsidiary are two of four asset managers accused of breaching UK competition laws. In what is the first case to see the UK's Financial Conduct Authority exercise its competition ...

Powell power

BENJAMIN ONG  |  THURSDAY, 30 NOV 2017
... Outlook and Monetary Policy'. Growth is gaining momentum, inflation remains low and the Fed is carefully monitoring it to determine whether it's transitory or more persistent, providing justification for the Fed's baby steps towards normalisation. Yes ...

Advisers call for exam, standards clarity

KARREN VERGARA  |  WEDNESDAY, 29 NOV 2017
... be "a massive project", Marshan said, adding once the code is finalised the FPA will then have to work with ASIC to determine exactly what the code monitoring body will look like.

Centrepoint adviser banned

JAMIE WILLIAMSON  |  TUESDAY, 28 NOV 2017
A financial adviser licensed through Centrepoint Alliance's Professional Investment Services has been banned by ASIC for three years for incompetence. Ramana Rao of Metaplanners in South Australia was banned from providing financial services after it ...

Iron ore's ups and downs

BENJAMIN ONG  |  FRIDAY, 24 NOV 2017
How could the Reserve Bank of Australia (RBA) get it so spectacularly wrong? You, I and Irene could be forgiven for thinking so if you overlay today's Australian Financial Review's (AFR) headline, "Iron ore extends rally, fresh bull market beckons" ...

SSGA dismisses ETF bubble concerns

ALEX BURKE  |  WEDNESDAY, 22 NOV 2017
... international equity product, an emerging market product or different segments of the fixed income market, this will determine what the ratio between dollar volume traded on an exchange versus dollar value being traded in the underlying constituents. ...

Penalty issued for ASX rules breach

JAMIE WILLIAMSON  |  THURSDAY, 16 NOV 2017
One of Australia's largest stockbroking and financial advice firms was slapped with a $358,000 infringement notice by the corporate regulator. Bell Potter Securities, part of Bell Financial Group, has been ordered by ASIC's Markets Disciplinary Panel ...

ASIC appoints former AFA chief

ALEX BURKE  |  MONDAY, 13 NOV 2017
... professionals from which ASIC can draw individual panelists to participate in administrative hearings with ASIC staff to determine the suitability of banning orders. Each panel will include two FSCP members and one ASIC staff member. "A peer review panel ...

FS Power50 announces most influential advisers

STAFF WRITER  |  MONDAY, 13 NOV 2017
Financial Standard has launched its FS Power50 guide today, recognising the 50 most influential financial advisers in Australia as voted by the industry. The special edition, available on print, app and e-book, reflects the depth and diversity of Australia's ...

NAB hastily recruits after announcing job cuts

JAMIE WILLIAMSON  |  FRIDAY, 10 NOV 2017
Following NAB's announcement last week that it would reshape its workforce by cutting up to 6000 jobs, the banking group is immediately recruiting for 600 new, technology-based positions. Seeking specialists in the areas of software engineering, data ...