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Showing 1051 - 1060 of 6694 results for "Securities"

US pension funds form trading alliance

ALLY SELBY  |  FRIDAY, 24 JUL 2020
... the Global Peer Financing Association (GPFA), in a bid to increase and encourage peer-to-peer trading activity in the securities lending and repo markets to benefit asset owners. California Public Employees' Retirement System (CalPERS), Healthcare ...

BNP Paribas adds to custody team

ELIZA BAVIN  |  THURSDAY, 23 JUL 2020
... to the latest developments in the custody industry," Banks said. Meares has over 20 years' experience within the securities services industry, including operations, product development, and global network management. Prior to joining BNP Paribas ...

Pension funds apply pressure on climate change

ELIZABETH MCARTHUR  |  THURSDAY, 23 JUL 2020
... The message was sent to the Federal Reserve, Comptroller of the Currency, Federal Deposit Insurance Corporation, the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission, Federal Insurance Office, Federal Housing Finance Agency ...

UBS to cough up $14m over bond bungle

ALLY SELBY  |  THURSDAY, 23 JUL 2020
UBS will cough up more than $14 million (US$10 million) after the US Securities and Exchange Commission found it had violated rules giving retail investors priority in municipal bond offerings. According to the SEC, UBS improperly allocated bonds intended ...

J.P. Morgan wins custody mandate

KANIKA SOOD  |  THURSDAY, 23 JUL 2020
... partnership, and look forward to further developing this relationship over the next five years," said J.P. Morgan head of securities services Australia and New Zealand Nadia Schiavon. TelstraSuper renewal is J.P. Morgan's second custody win this year ...

12 charged in $17m fraud

ELIZA BAVIN  |  WEDNESDAY, 22 JUL 2020
... address the phoenix activity. ATO officers have initiated debt recovery processes relating to tax debts. The Australian Securities and Investments Commission will target corporate compliance and regulatory issues." ATO assistant commissioner Aislinn ...

ASIC suspends OTC derivatives issuer

ANNABELLE DICKSON  |  TUESDAY, 21 JUL 2020
... external administration. A spokesperson for the company said the administration was due to the actions of the Australian Securities and Investments Commission "These actions have deeply harmed the USGFX brand and continue to consume excessive time and ...

Almost 2000 advisers gone so far in 2020

ELIZABETH MCARTHUR  |  TUESDAY, 21 JUL 2020
... start of the year, and Elders, which is being wound down shed virtually all their advisers. PriceWaterhouseCoopers Securities went from having 56 advisers registered to two in the last six months. Merit Wealth lost 45, while Ausure lost 42. Consilium ...

Former investment adviser charged with $85m fraud

ELIZA BAVIN  |  MONDAY, 20 JUL 2020
The US Securities and Exchange Commission have charged a former registered investment adviser with fraud for his alleged role in a US$60 million Ponzi-like scheme. The SEC alleges that David Hu, the co-founder and chief investment officer of International ...

360 Capital eyes LIC

KANIKA SOOD  |  FRIDAY, 17 JUL 2020
... Enhanced Income Fund (AYF) was listed on the ASX in October 2006 and invests in up to 35 ASX-listed debt equity hybrid securities. Melbourne-based Elstree Investment Management acts as the responsible entity. AYF was trading at a discount of 7.4% to ...