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Showing 1041 - 1050 of 6175 results for "Statement"

Regulators warn trustees of super advice fee obligations

KARREN VERGARA  |  THURSDAY, 1 JUL 2021
... programs. Two other laws came into effect today. The disclosure of lack of independence sees advisers providing a written statement of their lack of independence to a retail client. The ongoing fee arrangements, requiring advisers to obtain written consent ...

ASIC consults on market integrity rules

ANNABELLE DICKSON  |  THURSDAY, 1 JUL 2021
... sought to be amended. Participants and interested parties are therefore encouraged to make submissions," ASIC said in a statement. The amendments come after ASIC assumed responsibility for supervising domestic licensed markets in 2010 and each market ...

ASIC disqualifies SMSF auditor

ANNABELLE DICKSON  |  WEDNESDAY, 30 JUN 2021
... minimum standards of behaviour to ensure they act and are seen to act with integrity and objectivity," ASIC said in a statement. "Where SMSF auditors fail to meet the minimum standards of behaviour expected of them, ASIC will take action to protect the ...

ASIC cancels BBY licence

KANIKA SOOD  |  TUESDAY, 29 JUN 2021
... 10-year ban to a former BBY adviser, who it said traded with client's money without their authorisation and outside of the Statement of Advice.

Chief economist update: Delta variant infects Australian economy

BENJAMIN ONG  |  TUESDAY, 29 JUN 2021
... before recovering as restrictions were gradually eased there. The RBA once again proved prescient when it printed in its statement: "An important ongoing source of uncertainty is the possibility of significant outbreaks of the virus..." The question ...

UK bans crypto exchange Binance

ELIZABETH MCARTHUR  |  MONDAY, 28 JUN 2021
... financial services in the UK either. In curious timing, two days before the FCA's announcement Binance put out a statement saying it had received a "letter of commendation" from the UK South East Regional Organised Crime Unit. The investigation in ...

Industry split on paid vaccine leave

JAMIE WILLIAMSON  |  FRIDAY, 25 JUN 2021
... designed for situations including additional caring responsibilities," FSU national secretary Julia Angrisano said in a statement to Financial Standard. However, given the nuances of individual employers' policies, that's not entirely accurate. ...

Government to create ASIC, APRA regulator

ANNABELLE DICKSON  |  THURSDAY, 24 JUN 2021
... assist newly appointed ASIC chair Joseph Longo in ensuring the corporate regulator's compliance with the Government's Statement of Expectation. Taking to Twitter, Senator Andrew Bragg said the FRAA's oversight of the regulators coupled with parliamentary ...

ASIC fines trading firm

ANNABELLE DICKSON  |  WEDNESDAY, 23 JUN 2021
... period was lax, with minimal commitment to ensuring an appropriate supervisory framework was implemented," ASIC said in a statement. "There was a lack of pro-active engagement in relation to supervisory compliance, with the drivers of meaningful change ...

ASIC takes on NAB for fee-for-no service breaches

KARREN VERGARA  |  FRIDAY, 18 JUN 2021
... that our clients were entitled to expect that they would be given on every occasion timely and accurate fee disclosure statement in accordance with our obligations at law," the bank's lawyers said. "We and the bank deeply regret that the contraventions ...