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Showing 1031 - 1040 of 1310 results for "Audit"

AAT grants stay for AFSL cancellation decision

ELISE BURGESS  |  FRIDAY, 28 OCT 2011
The Administrative Appeals Tribunal has granted a stay on ASIC's ban of Romad Financial Services licence, although not without a number of conditions. The Administrative Appeals Tribunal (AAT) said yesterday it would grant a stay for Melbourne-based ...

ASIC suspends Far East AFSL

CLAIRE MCGREAL  |  TUESDAY, 25 OCT 2011
An independent Sydney-based private investment bank has had its Australian financial services license suspended for failing to lodge financial statements. Far East Capital Limited specialises in the resources sector in the junior end of the market and ...

Former Sonray chief gets jail time following ASIC charges

CLAIRE MCGREAL  |  MONDAY, 17 OCT 2011
The former head of Sonray Capital Markets has been jailed for five years on 10 charges, which include false accounting involving fake deposits worth over $35 million. Scott Kenneth Murray, 33, of Werribee, Victoria will serve a minimum of two and a ...

Market Wrap - Morning

AAP  |  TUESDAY, 11 OCT 2011
... on Monday for improved debt rollover terms from its private creditors at the end of talks with the EU and the IMF on an audit to unlock fresh loans, a plea sure to send further tremors to troubled banks. Sarkozy said there would be "lasting, global and ...

Crowe Horwath extends reach with new appointments

CLAIRE MCGREAL  |  MONDAY, 10 OCT 2011
... metrics and qualitative factors that drive future growth." Crowe Horwath provides a range of accounting services, including audit and tax, business advisory, corporate finance and wealth management services across Australia, and is part of the ASX-listed ...

IFM boosts admin support for growing asset base

ELISE BURGESS  |  THURSDAY, 6 OCT 2011
... liquid assets and their derivatives. The combined single platform will provide these services to IFM in addition to complete audit trail, data integrity and transparency, investment monitoring and management of investor allocations. The selection process ...

SPAA rallies against off-market trading ban

MATT WOODINGTON  |  TUESDAY, 4 OCT 2011
The self-managed super fund industry is calling on the government to revoke plans to ban off market transfers with particular concern that larger funds are not subject to the same rules. The government's Stronger Super reforms package includes plans ...

Some hope

BENJAMIN ONG  |  FRIDAY, 30 SEP 2011
Germany ratifies rescue plan, now for the rescue. With 523 'jawohls' to 85 'neins' and three abstentions, Germany's Bundestag approved the 21 July plan to increase the lending capacity of the European Financial Stability Facility (EFSF) to a,-440 billion ...

Market Wrap - Morning

AAP  |  FRIDAY, 30 SEP 2011
The Australian market looks set to open higher, following the overnight trend of Wall Street. At 0630 AEST on Friday, the December share price index futures contract was up 14 points at 4,020. In economic news on Friday, the federal government releases ...

APRA lays plans to improve super governance

MATT WOODINGTON  |  THURSDAY, 29 SEP 2011
... policy, board performance assessment process, a conflicts of management framework, a 'fit and proper' policy and an internal audit function. Board audit committees will require a different chair than the chair of the board, while board audit committees ...