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Showing 1021 - 1030 of 4546 results for "October"

ASIC prepares licensees for reference checks

KARREN VERGARA  |  WEDNESDAY, 21 JUL 2021
... released more information on what financial advisers can expect from the new reference checking laws, which take effect on October 1. New protocols administered by ASIC requires a licensee recruiting a prospective financial adviser to request a reference ...

ASIC spells out IDR reporting

ANNABELLE DICKSON  |  TUESDAY, 20 JUL 2021
... standards and requirements were published in Regulatory Guide 271 Internal dispute resolution (RG 271) and come into effect on October 5. Under it, efficient complaints handling became an obligation under the Corporations Act. ASIC will also consider ...

UniSuper's O'Sullivan on what's next

KANIKA SOOD  |  MONDAY, 19 JUL 2021
... and Superannuation Scheme for Australian Universities (SSAU) via a successor fund transfer that came into effect on 1 October 2000. In the 21 years since, it has largely stayed away from mergers barring some smaller corporate funds in the research sector ...

PineBridge launches Asia small caps fund

KANIKA SOOD  |  FRIDAY, 16 JUL 2021
... 's list of the t op 30 female fund managers in the world. In USD terms, the underlying fund returned 14.61% p.a. since October 2008 to May end, compared to MSCI AC Asia Pacific ex Japan Net Return's 9.46% p.a. over the period. It is ranked #1 ...

Good year for active managers in fixed income

KANIKA SOOD  |  FRIDAY, 16 JUL 2021
... returns came as government bond yields traded in a wide range and experienced volatility. Active managers had it rough in October 2020 but benefited from the spike in inflation expectations that contributed to a repricing of risk and steeping of sovereign ...

WAM Global performance rises

ANNABELLE DICKSON  |  FRIDAY, 16 JUL 2021
... and were progressing with confidential discussions to maximise shareholder value, after first announcing the review in October last year. On completion, TGG chair Chris Freeman will join the WGB board and WAM will manage the TGG assets. Net assets will ...

ROA relief guidance released

KARREN VERGARA  |  FRIDAY, 16 JUL 2021
... the client has agreed to take (for example, reduce living expenses). In April, ASIC extended the temporary measure until October 15. In other FASEA announcements, the body has progressed in scrapping the three-month registration requirement for the November ...

Praemium strengthens distribution efforts

JAMIE WILLIAMSON  |  THURSDAY, 15 JUL 2021
... experienced and growing team." Mathie was most recently head of distribution at Atticus Wealth, a role he departed in October last year. He has also held roles with Vanguard, Macquarie, Asgard and BT over the years. Commenting on his new role, Mathie ...

Ian Silk to leave AustralianSuper

KARREN VERGARA  |  TUESDAY, 13 JUL 2021
... executive of AMP Capital. Under Schroder's leadership as chief risk officer, a newly created role he was appointed to in October 2019, the fund's commitment to combatting cybersecurity and other threats to its framework and data was ramped up. ...

Dixon Advisory to pay $8.2m to settle ASIC action

KANIKA SOOD  |  FRIDAY, 9 JUL 2021
... are also consenting to declarations that DASS contravened 961K(2) of the Corp orations Ac t on 53 occasions between 6 October 2015 and 31 May 2019 in personal advice provided by DAA representatives. EP1 will submit to improving its processes and filing ...