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| | | ... linked to the now-defunct Linchpin Capital, effective October 7. The cancellation comes after CPG ceased to carry on a financial services business and failed to pay industry funding levies, which were outstanding for over 12 months. CPG held the AFSL ... |
| | | | Most financial advice licensees that rely on offshore service providers (OSPs) fail to adequately assess, monitor and audit their arrangements thus putting their processes and business at risk, a new ASIC investigation reveals. ASIC's review of 10 financial ... |
| | | | ... private wealth inflow. Flemmer said: "Private markets are at an inflection point, with increasing prominence in the global financial ecosystem." "With PACS, MSCI is introducing the infrastructure that will define how private assets are identified, compared ... |
| | | | ... Commenting, ASX general manager, investment products and strategy Andrew Campion said ETFs continue to attract investors and financial advisers seeking simple, cost-effective and diversified exposure across equities, bonds, commodities and alternative ... |
| | | | ... funds under management through acquisition of new employer default arrangements. McNamara brings over two decades of financial services experience to the role at Hostplus. Before NGS Super, he worked at AustralianSuper for almost six years leading a ... |
| | | | ... years at the helm. The appointment brings a heavyweight to the role. Scott most recently served as a director of the Financial Services Council of New Zealand and carries over 20 years of experience in financial services and consulting across New Zealand ... |
| | | | The Australian Securities and Investments Commission (ASIC) has banned former Lighthouse Partners director and financial adviser Timothy Archibald from providing financial services for 10 years, for fees for no service (FFNS) conduct. This comes after ... |
| | | | ... (HIN) offering, which is expected to be rolled out in the coming quarters. Heine said it will streamline processes for financial advisers and stockbrokers to report and execute trades for individual HIN-holding clients directly through the platform. ... |
| | | | ... has reported an increase of 50% in investigations and an almost 20% rise in new civil enforcement proceedings in the financial year 2025. In its report for the full year, ASIC highlighted a ramp up in its enforcement activity and work to address regulatory ... |
| | | | La Trobe Financial (La Trobe) has named Dan Baker as the new chief liquidity officer. Baker brings over two decades of experience in liquidity, treasury, and market risk to the role. He joins La Trobe following his most recent role as the treasurer ... |
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