The latest issue of Financial Standard now available as an e-newspaper

READ NOW

RI Advice faces ASIC action

BY JAMIE WILLIAMSON | THURSDAY, 31 OCT 2019 11:50AM

ASIC has filed a Federal Court action against RI Advice and one of its former financial advisers who was the subject of a case study during the Royal Commission.

Upgrade your subscription to access this article

And gain access to:

All website content, including archived news
Home page news customisation
Tech Zone, your technical resource library

And more

Already A Subscriber?

UPGRADE SUBSCRIPTION

VIEW COMMENTS

Related News

►	Metrics freezes redemptions behind listed funds as audit stalls
►	Developer jailed after $2.2m investment scam
►	ASIC sets FY27 priorities straight
►	Former Big Un chief escapes prison time for insider trading
►	Former BW Equities employee charged for misappropriating funds
►	ASIC strengthens AI trading safeguards
►	ASX still falling short of RBA's expectations
►	Treasury consults to improve data visibility into MISs
►	ASIC halts Remara's private credit products for TMD deficiencies
►	Equity Trustees pushes bidders for better price

Editor's Choice

AMP, CFS and Vision Super get the Epic Retirement Tick

RIDDHIMA TALWANI | 12:18PM

Three super funds, AMP Super, CFS FirstChoice and Vision Super, have joined the line-up of funds that have received the Epic Retirement Tick from Chant West and the Epic Retirement Institute.

Another C-suite member leaves Rest

MATTHEW WAI | 11:38AM

The super fund has seen another C-suite executive depart this week, following the chief financial officer's exit in August.

Brookfield AM managing partner calls time

MATTHEW WAI | 11:33AM

A Brookfield Asset Management managing partner, who at one point led the Australian private equity business, has wrapped up his 13-year tenure at the firm.

MLC Super cuts admin, investment fees

VINNY VUCAGO | 12:03PM

MLC Super will cut administration and investment fees for members from October 1, with 511,000 members set to benefit from lower costs across its superannuation options.

Product showcase: A guaranteed future

MAX: Marketing, Advertising and Sales Excellence Awards | Highlights 2026

Risk, rates & real: Navigating the now

Product showcase: Reframing financial advice

Product Showcase: Calm in the chaos

Products

'Guide To' Series

Pocket investment guides featuring adviser case studies and a glossary.

MORE INFO

Publisher's Forum

Investing trends and strategies from the industry’s thought leaders.

MORE INFO

Product Showcases

Putting the spotlight on investment products that matter.

MORE INFO

Expert Feed

Christian Mueller-Glissmann

Head of Asset Allocation Research

Goldman Sachs

When geopolitics becomes a portfolio risk

Geopolitics is back - again - and Australian investors can no longer treat it as distant background noise.

READ MORE

Tania Milnes

General Manager Membership

Financial Advice Association Australia

Does association membership still matter?

With all the changes the advice sector has experienced in recent years, such as regulatory reform and increased education and professional standards ...

READ MORE

Effie Dimitropoulos

Chief executive

AUDD

Digital assets and where they stand in 2026

So far in 2026 digital assets have captured the headlines largely for the wrong reasons, but that doesn't tell the full story.

READ MORE

Jessica Sclafani

Global retirement strategist

T. Rowe Price

Rethinking default design in a changing market environment

The evolution underway in the US DC system highlights the value of periodically reassessing default design assumptions.

READ MORE

Industry Events

MORE INDUSTRY EVENTS

OCT

ISS STOXX Innovation Forum 2026 - Sydney

NOV

24-26

Featured Profile

MORE PROFILES

Cliff Man

HEAD OF PORTFOLIO MANAGEMENT
GLOBAL X ETFS AUSTRALIA

ETF Shares chief executive Cliff Man spent his career automating, building and challenging established systems. Now, he is betting that Australia's ETF market has room for something different. Vinny Vucago writes.

READ MORE