The latest issue of Financial Standard now available as an e-newspaper
|Showing 1 - 10 of 69 results for "RI Advice"|
|... acquiring RI Newcastle and Lower Hunter for an undisclosed amount. RI Newcastle and Lower Hunter, a representative of RI Advice Group, was founded by Gil Gordon in 2001 and currently has 14 staff members, which include five advisers. The firm has offices ...|
|For the fifth year in a row, RI Advice awarded its Practice of the Year Award to Pride Advice. Pride Advice is the only multi-year award winner in the group's history and recognises its excellence, leadership and performance. "In an extremely competitive ...|
|... 2018, IOOF Holdings took ownership of ANZ's aligned dealer groups (ADGs) comprising Millennium3 Financial Services, RI Advice and Financial Services Partners. IOOF will continue customer review and remediation for non-compliant advice in relation ...|
|... 11,000 families. It is owned by IOOF and had 137 advisers at June end. IOOF also owns o ther advice groups including RI Advice (264 advisers), Millennium3 (242), Lonsdale (119) and Bridges Financial Services (193). IOOF reported $2.2 billion in outflows ...|
|The Federal Court found that RI Advice Group's failure to provide rigorous oversight over a former financial adviser resulted in bad advice to consumer detriment. The court said the licensee failed to take reasonable steps to ensure that its former ...|
|... and Godfrey Pembroke, which were part of MLC. Other IOOF-owned licensees ended the period with the following figures: RI Advice (264), Millennium3 (242), Lonsdale (119) and Shadforth Financial Group (137) and Bridges Financial Services (193). This makes ...|
|A former RI Advice Group financial adviser's appeal to overturn his permanent banning order has been dismissed by the appeals tribunal. Robert Hutchison was permanently banned from the industry in 2017 after an ASIC investigation found that he funneled ...|
|... Group, Bridges Financial Services and MLC Advice service high-net-worth clients. The self-employed segment comprises RI Advice, Millennium3, Lonsdale and Consultum Financial Planning, as well as TenFifty and Godfrey Pembroke. Finally, its adviser services ...|
|IOOF will take remedial action to address deficiencies identified by ASIC within Bridges Financial Services and RI Advice Group. During surveillance in December 2020, ASIC found 15% of client files from Bridges and 17% of files from RI Advice contained ...|
|... l (893 of 1546). About 292 advisers are in professional services model, from places such as Lonsdale, Millenium3 and RI Advice. Lastly 361 are in the self-licensed model. "If you look at where we are now, it's clear that the bulk of the self-employed ...|
The September financial adviser exam pass rate was stable at 60% but continues to fall below the overall pass rate of 88.5%.
The House of Representatives Standing Committee on Tax and Revenue has released a report aimed at overhauling Australia's corporate bond market.
Future Fund's latest portfolio update shows the sovereign wealth fund is just shy of hitting $200 billion.
Share trading platform Superhero will take the $40 million it has raised this year to expand into New Zealand by mid-2022.
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